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EY Releases Update on Registered Funds Reporting and Regulation for 2024
A panel of EY financial services experts weighs in on the latest developments impacting registered …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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PCAOB Proposes Rule Covering Audit Standards in Circumstances of Noncompliance
The proposal, entitled “Amendments to PCAOB Auditing Standards related to a Company’s Noncompliance with …
- Webinar Archive: Tax Update: An Overview of Current Tax Landscape for the Fund Industry
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U.S. and Chinese Regulators Reach Agreement on Oversight of Audit Firms Based in China
After months of negotiations, the PCAOB, the China Securities Regulatory Commission, and the Ministry …
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Gensler Delivers Remarks on 20th Anniversary of Sarbanes-Oxley
SEC Chair Gary Gensler delivered remarks before the Center for Audit Quality program “Sarbanes-Oxley …
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PCAOB Creates Advisory Groups to Broaden Investor, Stakeholder Input; Seeks Members
The PCAOB is seeking public comment on the proposed structures of these two new advisory groups, as well …
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SEC Meets with Audit Firms to Discuss China, Emerging Markets Risk
The SEC released a statement on its continued dialogue with large U.S. audit firms regarding audit quality …
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SEC Proposes to Modernize Auditor Independence Rules
The SEC announced it is proposing amendments to codify and modernize certain aspects of its auditor independence …
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SEC Proposes Amendments to Auditor Independence Rules
The SEC has released a proposal to amend its auditor independence rules, which have presented several …
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SEC Urged to Reject Changes to Audit Standards; EY Report Finds Voluntary Disclosures Increased
The SEC is considering a proposal by the PCAOB to adopt new auditing standards and improve disclosures …
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Forum Comment Letter on the SEC Audit Committee Disclosures Concept Release
On September 8, 2015, the Forum submitted a comment letter to the SEC regarding a recent concept release …