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Filter By DEI Resources
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2026 Fund Governance & Regulatory Insights Conference
5 March 2026
MFDF's annual FGRI Conference bring independent directors together with legislators, regulators, and … -
2025 Fund Governance & Regulatory Insights Conference
6 March 2025
MFDF's annual FGRI Conference will bring independent directors together with legislators, … -
Continuing Regulatory Impacts on Fund Boards
15 October 2024
Join MFDF and Seward & Kissel at the in-person outreach program that focuses on continuing impacts … - Webinar Archive: Conversation with Former SEC IM Division Director William Birdthistle
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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IM Director Birdthistle Delivers Remarks on Private Funds, Balancing Financial Regulation
The Securities and Exchange Commission’s Director of Investment Management, William Birdthistle, delivered …
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Fund Compliance-CCO vs Trustee Perspectives
PowerPoint Presentation How do Trustees get the most out of their Interaction with the CCO? …
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
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Navigating Recent SEC Rulemakings - MMF Reforms
Money Market Fund Reform Money Market Fund Reforms NAVIGATING THE RECENT SEC RULEMAKINGS …
- Webinar Archive: Navigating the New Money Market Fund Reforms
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CEF-Litigation
Closed-End Fund Litigation Overview and Update June 27, 2023 Ryan Brizek and Alan Turner …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
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House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
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President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …
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Mutual Fund Litigation-Enforcement
© 2022 Dechert LLP Catherine Botticelli Joshua Hess David Kotler Anthony Kelly June 6, 2023 …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
- Webinar Archive: Fallout from the SEC's Swing Pricing and Hard Close Proposals: Operational Hurdles Boards Need to Know
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Proposed Swing Pricing and Hard Close Requirements
Proposed Swing Pricing and Hard Close Requirements On November 2, 2022, the SEC proposed amendments …
- Webinar Archive: Tax Update: An Overview of Current Tax Landscape for the Fund Industry