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Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …
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SEC Announces the Release of its Fall Regulatory Agenda
The Securities and Exchange Commission (SEC) announced the release of its 2023 Fall Regulatory Agenda …
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SEC FY2023 Enforcement Results Released
The Securities and Exchange Commission (SEC) released its Enforcement results for the fiscal year …
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Event of Interest: Dechert to Host California Investment Management Symposia
Dechert plans to host the firm’s California Investment Management Symposia which will highlight the intersection …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
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Ropes & Gray Releases Podcast on Data and Cybersecurity
The Ropes & Gray series focuses on the legal and regulatory developments in the world of data, …
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SEC Proposes Changes to Reg S-P, Require Written Policies and Procedures for Cybersecurity Incidents
The Securities and Exchange Commission proposed rules that would amend Regulation S-P and require …
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SEC Reopens Comment Period for Cybersecurity Risk Management Proposal
The Commission states the reopening of the comment period “will allow interested persons additional time …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
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SEC Releases Reg Flex Agenda Update
The SEC recently released an update to its Regulatory Flex Agenda which includes information on timelines …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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ICYMI: Dechert Publishes “Cyber Bits” Updates Covering Cybersecurity Policy
Dechert LLP offers a series called “Cyber Bits” a publication that highlights key developments in privacy …
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SEC Releases Report on Enforcement Statistics for 2022
According to the release, these included 462 "stand alone" enforcement actions; 129 actions against issuers …
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Senate Banking Committee Hears Testimony from Financial Regulators
The Senate Banking Committee heard testimony from heads of financial regulatory agencies including the …
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Public Companies Push Back on Proposed Rules for Cyber Disclosure
While some companies voiced broad support for an SEC reporting regime, others pushed back noting public …
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SEC Boosts Size of Enforcement’s Crypto Assets and Cyber Unit
Since its creation in 2017, the unit has brought more than 80 enforcement actions related to fraudulent …
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Gensler Discusses “Team Cyber” and Recent Rule Proposals
Gensler stated he has “asked staff to consider recommendations around how we can further address cybersecurity …