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Cboe Files for ETF Share Class
Cboe’s application joins eight asset managers seeking to establish an ETF share class for certain …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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SEC Approves Spot Bitcoin Exchange-Traded Products
On January 10, the SEC granted approval to spot bitcoin exchange-traded products (ETPs), a little over …
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MFDF Webinar: “Unique Oversight Considerations for ETFs”
The Mutual Fund Directors Forum and Cohen & Company plan to host a webinar titled, “Unique Oversight …
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ACA Releases White Paper on “The Expanded ETF Ecosystem”
The report delves into the nuances between traditional passive ETFs as well as newer semi-transparent …
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Fund Advisor Files for Exemptive Relief for ETF Share Class
Dimensional Fund Advisors filed an application with the Commission to permit the Advisor’s mutual funds …
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Gensler Delivers Remarks at IAC Meeting on Single Stock ETFs
Chair Gary Gensler briefly touched on the rise in popularity of single-stock ETFs, including inverse …
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SEC Division of Investment Management Hosts Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management held an inaugural program titled, “Conference on Emerging …
- Webinar Archive: Overview of ETF Product Landscape
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MFDF Webinar: Overview of the ETF Product Landscape
Tomorrow, the Mutual Fund Directors Forum plans to host a webinar entitled “Overview of ETF Product …
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ACA to Host Webcast on Launching an ETF
ACA Foreside plans to host a webcast entitled, “Launching an ETF: A Playbook to Success.” The program …
- Webinar Archive: Differentiating Mutual-Fund-to-ETF Conversions
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SEC Denies NYSE Arca Rule Change for Spot Price Bitcoin ETF
The Commission recently denied a requested rule change by NYSE Arca to list and trade shares of a proposed …
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Derivatives Proposal Back on SEC Regulatory Agenda
ETFs and improved disclosures to investors are among items listed in the SEC’s Spring 2018 regulatory …
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Law Firm to Host Symposium on Industry Trends, Regulatory Environment
Dechert LLP will host its annual Investment Management Symposium on November 28, 2017 in San …
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Growing Pains for Booming ETF Sector; Regulators Sharpening Focus
As exchange-traded funds grow in popularity, regulators appear to be recognizing the need for targeted …