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Morgan Lewis Plans to Host Technology Webinar Series
Several of these programs may be of interest to fund directors as they plan to discuss engaging with …
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Division of Investment Management to Host Conference on Emerging Trends
The conference, started in 2023 by former IM Director William Birdthistle, will feature remarks from …
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MFDF Publishes Article on AI, What Fund Boards Need to Know
In early April, MFDF published an Investment Lawyer article titled, “Artificial Intelligence …
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Event of Interest: K&L Gates to Host Webinar on AI Regulatory, Compliance Issues for Asset Mangers
Panelists will discuss the future of SEC regulation of AI and predictive data analytics, congressional …
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SEC Announces Enforcement Actions Against “AI-Washing” Advisers
On March 18, the Securities and Exchange Commission announced an enforcement action against two investment …
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Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
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Event of Interest: Morgan Lewis Plans to Hold AI Webinar Series
The program will touch on the challenges and opportunities AI presents for the regulatory landscapes …
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Gensler Delivers Remarks on Artificial Intelligence in Finance
Chair Gensler emphasized that AI has the potential to transform markets, offering benefits such as improved …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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McKinsey Article Addresses AI Risk, Regulatory Response
A McKinsey article addresses the rapid advancement of generative artificial intelligence (AI) and the …
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FSOC Releases 2023 Annual Report
The Financial Stability Oversight Council (FSOC) released its annual report highlighting its areas of …
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ACA Client Alert Highlights SEC Focus on AI use by Investment Advisers
The Division of Examinations has initiated a sweep of investment advisers on how AI-based tools are being …
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Event of Interest: “Driving Confidence in AI: FS Perspective on Responsible AI”
The EY panel will look at key risk factors, how to enhance collaboration on generative AI governance …
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Gensler Testifies During House Financial Services Hearing
Securities and Exchange Commission (SEC) Chair, Gary Gensler, testified in front of the full House Financial …
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SEC Proposes Rule on AI Predictive Analytics
The Securities and Exchange Commission (SEC) proposed a rule to regulate potential conflicts of interest …
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Event of Interest: K&L Gates to Host Generative AI Webinar
The program will focus on the legal and ethical risks, mitigation, and best practices to consider across …
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Gensler Delivers Remarks on AI at National Press Club Event
SEC Chair Gary Gensler delivered remarks at a National Press Club event covering Artificial Intelligence …
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K&L Gates Offers Hub on AI, Language Model Policy Developments
K&L Gates recently launched a technology hub focused on policy and regulatory updates in the Artificial …
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MFDF Webinar: Generative AI- It’s Here
Perkins Coie Partners Molly Moynihan and Sumedha Ahuja will provide an introduction to the technology …