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Filter By DEI Resources
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SEC Voluntarily Stays Implementation of Climate Rule
The Securities and Exchange Commission (SEC) announced it would voluntarily stay the implementation of …
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Lawsuits Commence Over Commission’s New ESG Rule
After the Commission released its final rule “The Enhancement and Standardization of Climate-Related …
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Event of Interest: Navigating the SEC's Climate-Related Disclosure Ruling
Nasdaq plans to host a webinar titled “Navigating the SEC's Climate-Related Disclosure Ruling.” The program …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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Ropes & Gray Publishes December/January Investment Management Update
The report highlights legal developments in the financial services space, including: Tailored Shareholder …
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MFDF Webinar: Proxy Voting by Asset Managers: Current Trends and Issues
The Mutual Fund Directors Forum and Morgan Lewis plan to host a webinar titled, “Proxy Voting by Asset …
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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …
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Event of Interest: Morgan Lewis to Host ESG Regulatory Series
Morgan Lewis plans to host a series covering the global influence of Environmental, Social, and Governance …
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SEC Announces the Release of its Fall Regulatory Agenda
The Securities and Exchange Commission (SEC) announced the release of its 2023 Fall Regulatory Agenda …
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Capital Markets Subcommittee Hearing Examines SEC Agenda
The House Financial Services Committee’s Subcommittee on Capital Markets held a hearing entitled, “Examining …
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SEC FY2023 Enforcement Results Released
The Securities and Exchange Commission (SEC) released its Enforcement results for the fiscal year …
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Fifth Circuit Court of Appeals Declines to Review SEC Approval of ‘Nasdaq Rule’
The U.S. Court of Appeals for the Fifth Circuit denied petitions to review the Securities and Exchange …
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
- Webinar Archive: What's in a Name (and What Does it Say About Your Fund)? - SEC's Amended Names Rule
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MFDF Webinar: SEC’s Amended Names Rule
Neesa Patel Sood and Jay Spinola, partners at Willkie Farr & Gallagher LLP, will provide an overview …
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MFDF Webinar: ESG Data: Updates on an Evolving Regulatory and Product Landscape
The Mutual Fund Directors Forum and ACA Global will host a webinar entitled, “ESG Data: Updates on an …
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Gensler Testifies During House Financial Services Hearing
Securities and Exchange Commission (SEC) Chair, Gary Gensler, testified in front of the full House Financial …
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Director Birdthistle Testifies in Capital Markets Subcommittee Hearing
Director of the Division of Investment Management, William Birdthistle, testified in front of the House …
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Senate Banking Committee Hears Testimony from SEC Chair Gensler
The hearing covered a variety of issues including cryptocurrency regulation, swing pricing, the pace …
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SEC Finalizes Names Rule Amendments
Yesterday, the Securities and Exchange Commission by a vote of 4-1 advanced a final rule on Investment …