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Filter By DEI Resources
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MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
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Ropes & Gray Publishes December/January Investment Management Update
The report highlights legal developments in the financial services space, including: Tailored Shareholder …
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House Financial Services Committee Rounds Out 2023 With Hearings on Financial Innovation, SROs
The House Financial Services Committee held several hearings to round out 2023 including “Fostering Financial …
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SEC Approves Spot Bitcoin Exchange-Traded Products
On January 10, the SEC granted approval to spot bitcoin exchange-traded products (ETPs), a little over …
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MFDF Webinar: Digital Assets: Trends, Opportunities, and Considerations in Asset Management
The program, featuring presentations from the digital asset and blockchain team at Ernst & Young, will …
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SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
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New York Attorney General Releases Legislative Language to Regulate Digital Assets at the State Level
According to a press release from the Attorney General’s office, the bill would “require independent …
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Stradley Ronon’s FinTech Practice Group Chair Authors Article on Digital Asset Custody for 40 Act Funds
Stradley Ronon’s Fintech Practice Group Chair and Derivatives & Commodities Group Co-Chair Susan …
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Ropes & Gray Releases Podcast on Data and Cybersecurity
The Ropes & Gray series focuses on the legal and regulatory developments in the world of data, …
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Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
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SEC Proposes Changes to Advisers Act Custody Rule
The Commission recently proposed changes to the Custody Rule (Rule 206(4)-2) of the Investment Advisers …
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Davis Polk Releases 2023 Regulatory Reform Forecast
Davis Polk recently released the “Financial Services Regulatory Reform: Winter Forecast Edition” which …
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Prudential Regulators Issue Joint Statement on Crypto-Asset Risks to Banking Entities
The statement highlights key risks associated with digital assets implemented using cryptographic …
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Event of Interest: K&L Gates to Host Part II of Digital Assets Series
K&L Gates plans to host a webinar titled “Crypto: What You Should Be Considering" which will examine …
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Akin Gump Releases December Issue of CryptoLink Newsletter
Akin Gump released its December edition of CryptoLink, a newsletter that touches on key regulatory …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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SEC Releases FY22-26 Strategic Plan
the SEC released its Strategic Plan for fiscal years 2022 to 2026 which outlines the agency’s objectives …
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Stradley Ronon Publishes Digital Asset Tool
Stradley Ronon now offers a “Digital Assets Regulatory Tracker” which includes links to digital …
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Ropes & Gray Releases Quarterly Crypto Update
Ropes & Gray published a report covering recent litigation, regulatory, and legislative updates in the …
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Senate Banking Committee Hears Testimony from Chair Gensler
SEC Chair Gary Gensler testified in front of the Senate Banking Committee covering issues such as digital …