Refine Results
Filter By Date
Filter By Content Type
Filter By News Type
Filter By Event Type
Filter By Topics
- ESG (7)
- Regulations (6)
- AI (6)
- Governance (5)
- Swing Pricing (5)
- Investments (4)
- Audit (4)
- Compliance (4)
- Enforcement (3)
- Risk (3)
- Digital Assets (3)
- RIC (2)
- Closed-End Funds (2)
- Cybersecurity (2)
- Tax (2)
- ETF (2)
- Technology (2)
- New Directors (2)
- 15(c) (1)
- CCO (1)
- Active Management (1)
- Fees (1)
- Alternative Investments (1)
- Reporting (1)
- Cryptocurrency (1)
-
2026 Fund Governance & Regulatory Insights Conference
5 March 2026
MFDF's annual FGRI Conference bring independent directors together with legislators, regulators, and … -
2025 Fund Governance & Regulatory Insights Conference
6 March 2025
MFDF's annual FGRI Conference will bring independent directors together with legislators, … -
Event of Interest: K&L Gates to Host Webinar on AI Regulatory, Compliance Issues for Asset Mangers
Panelists will discuss the future of SEC regulation of AI and predictive data analytics, congressional …
-
EY Releases Update on Registered Funds Reporting and Regulation for 2024
A panel of EY financial services experts weighs in on the latest developments impacting registered …
-
Fed Chair Powell Testifies on Capitol Hill
Federal Reserve Board Chairman Jerome Powell delivered testimony as part of the “Semi-Annual Monetary …
-
Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
-
Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
-
2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
-
House Financial Services Committee Rounds Out 2023 With Hearings on Financial Innovation, SROs
The House Financial Services Committee held several hearings to round out 2023 including “Fostering Financial …
-
Capital Markets Subcommittee Hearing Examines SEC Agenda
The House Financial Services Committee’s Subcommittee on Capital Markets held a hearing entitled, “Examining …
-
Gensler Testifies During House Financial Services Hearing
Securities and Exchange Commission (SEC) Chair, Gary Gensler, testified in front of the full House Financial …
-
Director Birdthistle Testifies in Capital Markets Subcommittee Hearing
Director of the Division of Investment Management, William Birdthistle, testified in front of the House …
-
Senate Banking Committee Hears Testimony from SEC Chair Gensler
The hearing covered a variety of issues including cryptocurrency regulation, swing pricing, the pace …
-
Popular Blog Post: Gensler Testifies at House Financial Services Committee Oversight Hearing
This week, the Forum News Feed will highlight popular posts over the last few months. We will return …
-
House Oversight Chairman Comer Requests Senior Staff Hiring Information from Gensler
House Oversight Committee Chairman James Comer sent a letter to Securities and Exchange Commission …
-
Gensler Testifies in Senate Appropriations Subcommittee Hearing on SEC FY24 Budget
The Senate Appropriations Subcommittee on Financial Services and General Government held a hearing …
-
SEC Allows MiFID II No-Action Relief to Expire, Legislators React
The Securities and Exchange Commission (SEC) allowed an almost 6-year old MiFID II temporary no-action …
-
K&L Gates Offers Hub on AI, Language Model Policy Developments
K&L Gates recently launched a technology hub focused on policy and regulatory updates in the Artificial …
-
House Republican ESG Working Group Releases Interim Report
The report focuses primarily on the environmental aspect of ESG factors and examines the impacts of the …
-
Event of Interest: EY to Host Mid-Year Alternative and Registered Funds Update
Ernst & Young plans to host a webinar titled, “2023 alternative and registered funds midyear …