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SEC Voluntarily Stays Implementation of Climate Rule
The Securities and Exchange Commission (SEC) announced it would voluntarily stay the implementation of …
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Lawsuits Commence Over Commission’s New ESG Rule
After the Commission released its final rule “The Enhancement and Standardization of Climate-Related …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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Fifth Circuit Court of Appeals Declines to Review SEC Approval of ‘Nasdaq Rule’
The U.S. Court of Appeals for the Fifth Circuit denied petitions to review the Securities and Exchange …
- Webinar Archive: What's in a Name (and What Does it Say About Your Fund)? - SEC's Amended Names Rule
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ACA Releases White Paper on “The Expanded ETF Ecosystem”
The report delves into the nuances between traditional passive ETFs as well as newer semi-transparent …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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SEC Proposes Changes to Reg S-P, Require Written Policies and Procedures for Cybersecurity Incidents
The Securities and Exchange Commission proposed rules that would amend Regulation S-P and require …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
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ACA Publishes December 2022 Regulatory Update
ACA published the December 2022 Regulatory Update which covers the SEC’s Division of Enforcement’s 2022 …
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SEC Releases Reg Flex Agenda Update
The SEC recently released an update to its Regulatory Flex Agenda which includes information on timelines …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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SEC Releases Draft Strategic Plan for FY22-26
The SEC published a draft Strategic Plan spanning FY2022-2026 that establishes three primary goals for …
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Event of Interest: Webinar on Proposed ESG and Fund Names Rules
Davis Polk and McKinsey & Company will host a joint webinar on recent SEC proposals to enhance ESG disclosures …
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MFDF Files Comments to SEC Proposals on ESG, Names Rule
The Mutual Fund Directors Forum submitted two comment letters to the SEC this month covering recent proposals …
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Impact of Supreme Court Decision in West Virginia v. EPA on SEC Rulemakings
A recent blog post entitled, “West Virginia v. EPA Casts a Shadow Over SEC’s Proposed Climate-Related …
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SEC Chair Gensler Delivers Remarks on Potential Areas for Market Structure Reforms
SEC Chair Gary Gensler delivered a speech detailing specific areas where market structure reforms could …
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SEC Semiannual Regulatory Agenda Released
The SEC recently released the Spring 2022 semiannual regulatory agenda which includes the SEC initiatives …
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Gensler Testifies at House Appropriations Hearing on SEC FY2023 Budget
SEC Chair Gary Gensler testified during a House Appropriations Committee subcommittee hearing as part …
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SEC Announces New Head of Division of Examinations
The Securities and Exchange Commission announced the appointment of Richard Best to serve as the Director …