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Morgan Lewis Plans to Host Technology Webinar Series
Several of these programs may be of interest to fund directors as they plan to discuss engaging with …
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Division of Investment Management to Host Conference on Emerging Trends
The conference, started in 2023 by former IM Director William Birdthistle, will feature remarks from …
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Athena Alliance Releases AI Governance Playbook
Athena Alliance released the “AI Governance Playbook for Boards and Management” that serves to guide …
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Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
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Gensler Delivers Remarks on Artificial Intelligence in Finance
Chair Gensler emphasized that AI has the potential to transform markets, offering benefits such as improved …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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McKinsey Article Addresses AI Risk, Regulatory Response
A McKinsey article addresses the rapid advancement of generative artificial intelligence (AI) and the …
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FINRA Releases 2024 Regulatory Oversight Report
The Financial Industry Regulatory Authority (FINRA) released its 2024 Annual Regulatory Oversight Report …
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Dear Board Doc: How has cybersecurity oversight changed with the emergence of AI?
Q. Cybersecurity oversight is becoming increasingly complex with emerging threats - how can AI be used …
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Senators Introduce Legislation Targeting AI Financial Market Threats
In December, Senator Mark Warner (D-VA) and Senator John Kennedy (R-LA) introduced the “Financial Artificial …
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FSOC Releases 2023 Annual Report
The Financial Stability Oversight Council (FSOC) released its annual report highlighting its areas of …
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ACA Client Alert Highlights SEC Focus on AI use by Investment Advisers
The Division of Examinations has initiated a sweep of investment advisers on how AI-based tools are being …
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McKinsey Releases AI Financial Services Report
A recent report from McKinsey & Company, highlights the benefits and risks of the banking sector integrating …
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MFDF Series: Dear Board Doc - How do I keep up with rapid advancements in AI and what is my role with respect to its use in the fund industry?
Dear Board Doc Question: AI is evolving rapidly, and it is impacting many aspects of the financial services …
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President Biden Signs Executive Order on AI
President Joseph Biden signed the “Executive Order on the Safe, Secure, and Trustworthy Development and …
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Event of Interest: Impact of Artificial Intelligence on Data Privacy, Risk
Panelists will discuss how AI impacts data privacy, risk and governance today and actions organizations …
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Event of Interest: K&L Gates to Host Generative AI Webinar
The program will focus on the legal and ethical risks, mitigation, and best practices to consider across …
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Gensler Delivers Remarks at IAC Meeting on Single Stock ETFs
Chair Gary Gensler briefly touched on the rise in popularity of single-stock ETFs, including inverse …