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Morgan Lewis Plans to Host Technology Webinar Series
Several of these programs may be of interest to fund directors as they plan to discuss engaging with …
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EY Report Highlights How Boards Can Support Effective Use of AI
The EY Center for Board Matters released an article titled, “Four Ways Boards Can Support the Effective …
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Boston Capital Group Releases Report on Generative AI for Financial Institutions
The paper discusses the differences around each classification of AI including predictive, …
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Division of Investment Management to Host Conference on Emerging Trends
The conference, started in 2023 by former IM Director William Birdthistle, will feature remarks from …
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SEC Announces Enforcement Actions Against “AI-Washing” Advisers
On March 18, the Securities and Exchange Commission announced an enforcement action against two investment …
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Event of Interest: Morgan Lewis Plans to Hold AI Webinar Series
The program will touch on the challenges and opportunities AI presents for the regulatory landscapes …
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SEC, FINRA, NASAA Release AI, Emerging Technologies Investor Alert
The SEC’s Office of Investor Education and Advocacy, along with FINRA and the North American Securities …
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FINRA Releases 2024 Regulatory Oversight Report
The Financial Industry Regulatory Authority (FINRA) released its 2024 Annual Regulatory Oversight Report …
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Event of Interest: EY to Host Webinar Covering AI Insights for Boards, Finance Professionals
EY plans to hold a webinar titled, “Strategic Perspectives and Insights on Artificial Intelligence for …
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MFDF Series: Dear Board Doc - How do I keep up with rapid advancements in AI and what is my role with respect to its use in the fund industry?
Dear Board Doc Question: AI is evolving rapidly, and it is impacting many aspects of the financial services …
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Event of Interest: “Driving Confidence in AI: FS Perspective on Responsible AI”
The EY panel will look at key risk factors, how to enhance collaboration on generative AI governance …
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President Biden Signs Executive Order on AI
President Joseph Biden signed the “Executive Order on the Safe, Secure, and Trustworthy Development and …
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Event of Interest: Impact of Artificial Intelligence on Data Privacy, Risk
Panelists will discuss how AI impacts data privacy, risk and governance today and actions organizations …
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SEC Proposes Rule on AI Predictive Analytics
The Securities and Exchange Commission (SEC) proposed a rule to regulate potential conflicts of interest …
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Event of Interest: K&L Gates to Host Generative AI Webinar
The program will focus on the legal and ethical risks, mitigation, and best practices to consider across …
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EY Publishes Report on Lessons for Boards in Technology Innovation
Ernst & Young recently published a paper titled, “Four Lessons for Boards in Overseeing Emerging …
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Event of Interest: EY Plans Webinar on the Evolution of Board Governance
The EY Center for Board Matters plans to host a webinar entitled, “Why now is historic for the evolution …