Refine Results
Filter By Date
Filter By Content Type
Filter By News Type
Filter By Topics
-
Morgan Lewis Plans to Host Technology Webinar Series
Several of these programs may be of interest to fund directors as they plan to discuss engaging with …
-
Division of Investment Management to Host Conference on Emerging Trends
The conference, started in 2023 by former IM Director William Birdthistle, will feature remarks from …
-
SEC Releases Risk Alert on Shortened Settlement Cycle
The Division of Exams highlights the impact the shortened settlement cycle will have on market participants …
-
Nasdaq Releases Report on Expected 2024 Boardroom Trends
The report highlights areas in risk oversight, technology and data security, and board …
-
FINRA Releases 2024 Regulatory Oversight Report
The Financial Industry Regulatory Authority (FINRA) released its 2024 Annual Regulatory Oversight Report …
-
MFDF Series: Dear Board Doc - How do I keep up with rapid advancements in AI and what is my role with respect to its use in the fund industry?
Dear Board Doc Question: AI is evolving rapidly, and it is impacting many aspects of the financial services …
-
Event of Interest: Brookings to Host “The Importance of Financial Data Collection and Standardization”
The Brookings Institution plans to host an event titled, “The Importance of Financial Data Collection …
-
President Biden Signs Executive Order on AI
President Joseph Biden signed the “Executive Order on the Safe, Secure, and Trustworthy Development and …
-
Event of Interest: Impact of Artificial Intelligence on Data Privacy, Risk
Panelists will discuss how AI impacts data privacy, risk and governance today and actions organizations …
-
SEC 'Off-Channel' Communications Sweep Settlement Update
The Securities and Exchange Commission (SEC) announced settlements with 10 broker-dealers and affiliated …
-
Event of Interest: K&L Gates to Host Generative AI Webinar
The program will focus on the legal and ethical risks, mitigation, and best practices to consider across …
-
SEC Announces Charges Against Broker-Dealer Firms for Recordkeeping Failures
The Securities and Exchange Commission (SEC) Division of Enforcement announced charges against 11 …
-
Birdthistle Addresses Technology, Changing Demographics at ICI Conference
Director William Birdthistle's remarks focused on three key areas: technological advancement, changing …
-
McKinsey Analysts Break Down the Fundamentals of Web3
In an article from McKinsey & Co., the author details the rise of Web3 including a primer on what it …
-
Event of Interest: The Role Audit Committees Can Play in Cybersecurity, Crisis Preparedness, and Corporate Governance
Ernst & Young plans to host a webinar titled, “How audit committees can strengthen cyber resiliency, …
-
Event of Interest: Issues with Access to Reliable ESG Data
On Tuesday, October 25, the law firm Ropes & Gray plans to host a webinar entitled, “The quest for reliable …
-
Event of Interest: Deloitte Webinar on Risk Management for Fund Directors
On Wednesday, Deloitte plans to host a webinar highlighting the fund manager’s role in risk management …
-
MFDF Webinar Tomorrow: What the Mutual Fund Industry Should Understand About Digital Assets
The Forum will host a webinar with Perkins Coie to discuss investment and regulatory updates regarding …
-
McKinsey Releases Report Covering Updates to Corporate Cybersecurity Reporting and Transparency
McKinsey & Co. released a cybersecurity report detailing ways companies can segment their preparation …
-
Finra Exam Priorities to Focus on Best Execution, Cyber, Digital Technology
Finra in its 2019 Risk Monitoring and Examination Priorities Letter focuses on emerging areas not articulated …