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Filter By DEI Resources
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Digital Assets in the Fund Space (Part 2 of 2)
7 November 2024
Leaders from EY will provide an update from part 1 of this 2-part series on digital asset trends in the … -
Digital Assets in the Fund Space (Part 1 of 2) - NEW DATE
12 June 2024
During this two-part series, leaders from EY will discuss the digital asset trends in the fund industry … -
MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
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Ropes & Gray Publishes December/January Investment Management Update
The report highlights legal developments in the financial services space, including: Tailored Shareholder …
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FINRA Releases 2024 Regulatory Oversight Report
The Financial Industry Regulatory Authority (FINRA) released its 2024 Annual Regulatory Oversight Report …
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House Financial Services Committee Rounds Out 2023 With Hearings on Financial Innovation, SROs
The House Financial Services Committee held several hearings to round out 2023 including “Fostering Financial …
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SEC Approves Spot Bitcoin Exchange-Traded Products
On January 10, the SEC granted approval to spot bitcoin exchange-traded products (ETPs), a little over …
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MFDF Webinar: Digital Assets: Trends, Opportunities, and Considerations in Asset Management
The program, featuring presentations from the digital asset and blockchain team at Ernst & Young, will …
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Gensler Delivers Remarks on Crypto Markets
Gensler called for crypto platforms to be registered and regulated much like exchanges.
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House Agriculture and Financial Services Committee Release Discussion Draft for Digital Asset Legislation
The draft sets a framework for a company to register with the SEC in order to issue a digital asset, …
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SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
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New York Attorney General Releases Legislative Language to Regulate Digital Assets at the State Level
According to a press release from the Attorney General’s office, the bill would “require independent …
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Stradley Ronon’s FinTech Practice Group Chair Authors Article on Digital Asset Custody for 40 Act Funds
Stradley Ronon’s Fintech Practice Group Chair and Derivatives & Commodities Group Co-Chair Susan …
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House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
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Ropes & Gray Releases Podcast on Data and Cybersecurity
The Ropes & Gray series focuses on the legal and regulatory developments in the world of data, …
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Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
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McKinsey Releases Report on Central Bank Digital Currency Developments
The report notes that “At present, 87 countries—representing more than 90 percent of global GDP—are exploring …
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EY to Host Webinar on Tokenization and the Transformation of Financial Services
Ernst & Young plans to hold a webinar on Wednesday titled, “How Tokenization will Transform Financial …
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SEC Proposes Changes to Advisers Act Custody Rule
The Commission recently proposed changes to the Custody Rule (Rule 206(4)-2) of the Investment Advisers …
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Senate Banking Committee Hears Testimony on Cryptocurrency Issues
the Senate Banking Committee held a hearing entitled, “Crypto Crash: Why Financial System Safeguards …