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SEC Releases Registered Fund Statistics Report
The Securities and Exchange Commission (SEC) released a new report titled “Registered Fund …
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SEC Adopts New Rules for Securities Lending
The Securities and Exchange Commission (SEC) adopted new Rule 10c-1a which will require covered persons …
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Industry Groups Urge SEC to Modify Proposal on Sec Lending Disclosure
SIFMA, the leading trade association for broker-dealers, commented that the securities lending proposal …
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Proposed Rule Seeks More Transparency in Securities Lending
Under the proposal, lenders of securities would be required to provide the material terms of securities …
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Board Oversight of Securities Lending (May 2012)
SecLending Publication_Web Layout 1501 M Street NW, Suite 1150 Washington, DC 20005 Main …
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Asset Managers Guide to Evaluating Securities Lending_12.2020
An Asset Manager’s Guide to Evaluating Securities Lending Securities lending can be a valuable source …
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BBH Presentation for MFDF - Board Oversight of Securities Lending 5.4.2021 FINAL
PowerPoint Presentation In Focus: Board Oversight of Securities Lending Presentation to …
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SEC Acting Chair in Industry Address Tackles Proxy Voting
The speech hinted at future rules and guidance to reflect current industry trends regarding proxy voting …
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Broadridge Webinar: Review of the Securities Lending Landscape – Lending and Revenue Trends
Broadridge webinar to focus on the securities lending landscape.
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Blass Calls for Industry Views on Derivatives Proposal, Affiliated Securities Lending
In a recent speech, the director of the SEC’s Division of Investment Management tallied the agency’s …
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Board Considerations Regarding Securities Lending
A recent SEC action targeted an adviser that was faulted for, among other things, lacking disclosures …
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Prudential Subsidiaries Charged in Securities Lending Action
The SEC charged two subsidiaries of Prudential Financial Inc. with failing to disclose conflicts of interest …
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MFDF Webinar: Securities Lending: Driving Portfolio Alpha
Securities Lending is an investment tool that is drawing increased interest as a means to generate alpha …
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Securities Lending by Funds at Highest Level in Decade
Reuters is reporting that global asset managers generated $6 billion in revenue loaning out stocks and …
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Securities Lending Lawsuit Targets Major Banks
A lawsuit filed in New York by the parent of electronic trading platform firm AQS alleges that six investment …
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Forum Report on Oversight of Securities Lending
In 2012 the Forum issued a report entitled Practical Guidance for Directors on the Oversight of Securities …
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Forum Report on Securities Lending
In 2012 the Forum issued a report entitled Practical Guidance for Directors on the Oversight of Securities …
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Press Release: Forum Issues Practical Guidance for Directors on the Oversight of Securities Lending
On May 17, 2012, the Forum announced the publication of its report, "Practical Guidance for Fund Directors …
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Forum Report: Practical Guidance for Fund Directors on the Oversight of Securities Lending
In May 2012 the Forum issued its report, "Practical Guidance for Fund Directors on the Oversight of Securities …