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Filter By DEI Resources
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MFDF Comment Letter - Swing Pricing
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Forum Comment Letter on Swing Pricing
On February 14, 2023, the Forum filed a comment letter with the SEC on the Commission's rule proposal …
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Forum Comment Letter on the Names Rule
On August 16, 2022, the Forum filed a comment letter with the SEC on the Commission's rule proposal regarding …
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Forum Comment Letter on ESG Disclosure Proposal
On August 16, 2022, the Forum submitted a comment letter to the SEC responding to rule proposals regarding …
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MFDF Comment Letter - Cybersecurity Risk Management
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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MFDF Comment Letter - MMF Reform
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Forum Comment Letter on Cybersecurity Risk Management
On April 11, 2022, the Forum submitted a comment letter in response to the SEC's rule proposals regarding …
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Forum Comment Letter on Money Market Fund Reforms
On April 11, 2022, the Forum submitted a comment letter in response to the SEC's rule proposals regarding …
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Forum Comment Letter on Securities Offering Reform for CEF
On June 12, 2019, the Forum submitted a comment letter in response to the SEC’s rule proposal regarding …
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Forum Comment Letter on Enhanced Reporting of Proxy Votes
On December 14, 2021, the Forum submitted a comment letter to the SEC in response to the rule proposals …
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Forum Comment Letter: Tailored Shareholder Reports
On January 4, 2021, the Forum submitted a comment letter in response to the SEC’s recent rule proposals …
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MFDF Comment Letter - Fair Value
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Forum Comment Letter on Fair Valuation Proposal
On July 21, 2020, the Forum submitted a comment letter in response to the SEC’s recent rule proposal …
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Derivatives April 2020
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Forum Comment Letter on Use of Derivatives
Washington, D 1501 M Street NW, Suite 1150 Washington, DC 20005 T: 202.507.4488 F: …
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Forum Comment Letter on Derivatives
On April 9, 2020, the Forum submitted a comment letter in response to the SEC’s rule proposal use of …
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2016 Liquidity Risk Management
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Derivatives RIC and BDCs
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Securities Offering Reform for CEF Proposal
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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Liquidity Risk Management
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …