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Filter By DEI Resources
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House Financial Services Committee Holds Hearing on SEC’s Climate Disclosure Rule, Agency Overreach
During the hearing, which heard testimony from several witnesses including former acting SEC Chair Elad …
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SEC Voluntarily Stays Implementation of Climate Rule
The Securities and Exchange Commission (SEC) announced it would voluntarily stay the implementation of …
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Lawsuits Commence Over Commission’s New ESG Rule
After the Commission released its final rule “The Enhancement and Standardization of Climate-Related …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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House Financial Services Subcommittee Examines SEC Climate Proposal
The hearing focused on the Commission’s proposed rulemaking on corporate issuers’ disclosure of climate …
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Fifth Circuit Court of Appeals Declines to Review SEC Approval of ‘Nasdaq Rule’
The U.S. Court of Appeals for the Fifth Circuit denied petitions to review the Securities and Exchange …
- Webinar Archive: What's in a Name (and What Does it Say About Your Fund)? - SEC's Amended Names Rule
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ACA Releases White Paper on “The Expanded ETF Ecosystem”
The report delves into the nuances between traditional passive ETFs as well as newer semi-transparent …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
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SEC Proposes Changes to Reg S-P, Require Written Policies and Procedures for Cybersecurity Incidents
The Securities and Exchange Commission proposed rules that would amend Regulation S-P and require …
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SEC Division of Examinations Releases 2023 Priorities
The SEC's Division of Examinations staff identified ESG-related investments and strategies that incorporate …
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ACA Publishes December 2022 Regulatory Update
ACA published the December 2022 Regulatory Update which covers the SEC’s Division of Enforcement’s 2022 …
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SEC Releases Reg Flex Agenda Update
The SEC recently released an update to its Regulatory Flex Agenda which includes information on timelines …
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SEC Issues Guidance on Disclosure of Cryptocurrency Risk
The staff of the SEC’s Division of Corporation Finance released guidance which calls for providing investors …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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Event of Interest: Issues with Access to Reliable ESG Data
On Tuesday, October 25, the law firm Ropes & Gray plans to host a webinar entitled, “The quest for reliable …
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SEC Releases Draft Strategic Plan for FY22-26
The SEC published a draft Strategic Plan spanning FY2022-2026 that establishes three primary goals for …
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Event of Interest: Webinar on Proposed ESG and Fund Names Rules
Davis Polk and McKinsey & Company will host a joint webinar on recent SEC proposals to enhance ESG disclosures …
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MFDF Files Comments to SEC Proposals on ESG, Names Rule
The Mutual Fund Directors Forum submitted two comment letters to the SEC this month covering recent proposals …