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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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SEC Chair Gensler Delivers Remarks on Potential Areas for Market Structure Reforms
SEC Chair Gary Gensler delivered a speech detailing specific areas where market structure reforms could …
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Reporting, Disclosure, Exemptive Relief Included in Liquidity Rule Amendments
In a highly charged 3-2 vote the SEC adopted amendments to Rule 22e-4 under the 1940 Act, responding …
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Forum Comment Letter on SEC Investment Company Liquidity Disclosure
On May 18, 2018, the Forum submitted a comment letter in response to the Commission's rule proposals …
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Forum Comment Letter on SEC Investment Company Liquidity Disclosure
On May 18, 2018, the Forum submitted a comment letter in response to the Commission's rule proposals …
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Fee Disclosures, Fund Liquidity, Cryptocurrency Among OCIE's 2018 Priorities
The SEC’s Office of Compliance Inspections and Examinations published its exam priorities for 2018, …