Refine Results
Filter By Date
Filter By Content Type
Filter By Topics
- Investments (7)
- Alternative Investments (7)
- Regulatory (7)
- BDCs (5)
- Litigation (3)
- RIC (2)
- Proxy (2)
- Risk (2)
- ETF (2)
- AI (2)
- Cryptocurrency (2)
- Legislative (2)
- New Directors (2)
- Disclosure (2)
- Governance (1)
- Audit (1)
- 15(c) (1)
- CCO (1)
- Active Management (1)
- Money Market Funds (1)
- Regulations (1)
- Cybersecurity (1)
- Tax (1)
- Diversity (1)
- Compliance (1)
- ESG (1)
- Liquidity (1)
- COVID-19 (1)
Filter By DEI Resources
-
SS&C Publishes White Paper on Interval Funds
The paper highlights the various structures that managers use to package liquid alternatives into retail …
-
MFDF Webinar: Closed-End Fund Litigation Update
The program will highlight recent court decisions, pending litigation, and an overview of CEF activism …
-
House Advances Closed-End Fund Bill, Obstacles Remain
The U.S. House of Representatives advanced a package of bills titled “Expanding Access to Capital Act …
-
FUSE Research Highlights 2024 Net Flows Forecast, Economic Predictions
FUSE research recently released two reports highlighting predictions for fund flows and overall economic …
-
Registered Closed-End Funds May Exclude Investor’s Advisory Proposal to Declassify Board
The Securities and Exchange Commission granted relief to three Nuveen closed-end funds to exclude a shareholder …
-
Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
-
Event of Interest: Kirkland & Ellis to Host Webinar Series “Unlocking the Retail Market”
Kirkland & Ellis plans to host a series of webinars entitled, “Unlocking the Retail Market.” The …
-
Forum Webinar: Closed-End Fund Litigation Overview and Update
Simpson Thacher partners Ryan Brizek and Alan Turner will host a webinar covering recent updates in …
-
House Financial Services Committee Advances Six Bills During May Mark-Up
In May, the House Financial Services Committee advanced six bills, of which four bills received bipartisan …
-
House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
-
MFDF Event: Interval and Tender Offer Funds: An Introduction for Fund Boards
Tomorrow, Jay Spinola, partner at Willkie Farr & Gallaher LLP, will provide an overview of interval and …
-
Capital Markets Subcommittee Holds Hearing on Opening Private Markets to Retail Investors, Increase Access to Capital
A House subcommittee recently examined several legislative measures that would allow retail investors …
-
Delaware Enacts Protections for Closed-End Fund and Business Development Company Investors
At the end of July, Delaware Governor John Carney signed into law amendments (Control Share Statute) …
-
Ropes & Gray Alert Discusses Closed-End Funds Ruling
The district court focused principally on the definition of “voting security” under the 1940 Act to inform …
-
Paper Looks at Challenges and Opportunities for Interval Funds
“It is difficult to get an interval fund onto distribution platforms if its assets are below $100 …
-
Industry Trends Refresh: ESG, Crypto, SPACs, Closed-End Fund Activism
A list of webinars that examined how fund directors can think about recent trends such as ESG, …
-
MFDF Webinar: What if Closed-End Fund Defenses Fail? Preparing for an Activist Board Member
This webinar will discuss the trends driving changes in the fund distribution and the implications for …
-
ISS’s Proxy Policies Target Closed-End Funds, Diversity, Director Oversight
ISS released its new benchmark policies, effective for shareholder meetings on or after February 1, …
-
AST: SEC’s Proposal on Form 13 Filings Could Hurt Closed-End Funds, BDCs
AST wrote that if the SEC proposal is approved, closed-end funds and BDCs would have less insight into …
-
IM Seeks Industry Input on Closed-End Funds Control Shares Provision
The Division of Investment Management in a statement withdrew a 2010 staff letter that discouraged …