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MFDF Event: MPI's Annual Survey of Investment Firm Profitability and Economies of Scale
The webinar will highlight the latest from the MPI Annual Survey of Investment Firm Profitability and …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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MFDF Webinar: Impact of Market Performance on 2022 Annual Investment Firm Profitability and Economies of Scale
The discussion will focus on the impact of market performance and increased SEC scrutiny and …
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MFDF WEBINAR: Intermediary Fees Trends, April 26, 2-3 pm ET
As part of MFDF's new 15(c) Contract Renewal webinar series, speakers from Barrington Partners will discuss …
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MFDF WEBINAR: MPI’s Annual Survey of Investment Firm Profitability and Economies of Scale, March 22, 2-3 pm ET
Join Sara Yerkey, with Management Practice Inc, and Kelley Howes, Vice Chair of Investment Management …
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OCIE Risk Alert Flags Deficiencies in Boards' 15(c) Processes
A Risk Alert from the SEC’s Office of Compliance Inspections and Examinations reflects the most often …
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Broadridge Completes Acquisition of Morningstar 15(c) Data Unit
Broadridge announced that it has completed its acquisition of Morningstar’s 15(c) board consulting services …
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MFDF Webinar: ETF Boards and 15(c)
Boards overseeing ETFs have challenges in evaluating performance and fees that are unique from other …