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- Webinar Archive - Fund Compliance: CCO vs. Trustee Perspective
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Fund Compliance-CCO vs Trustee Perspectives
PowerPoint Presentation How do Trustees get the most out of their Interaction with the CCO? …
- Webinar Archive: Looking Back and Forward at the SEC's Rule for Fair Value
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MFDF Webinar: Generative AI- It’s Here
Perkins Coie Partners Molly Moynihan and Sumedha Ahuja will provide an introduction to the technology …
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SEC3 Outlines Questions to Consider for SEC Exam Preparedness
SEC Compliance Consultants (SEC3) recently published a tipsheet for SEC Exam Preparedness that covers …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
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Sidley Austin’s Jay Baris Hosts “Mutual Fund Minute” Podcast
Jay Baris, a partner in Sidley Austin’s New York office has started highlighting important background …
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SEC Charges Trustees, Adviser with Liquidity Rule Violations
The Securities and Exchange Commission announced charges against Pinnacle Advisors LLC for “aiding and …
- Webinar Archive: Taking a Position: How MFDF Works with Members to Respond to Regulatory Changes and Director Needs
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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Hughes Hubbard Releases “How to ESG: A Resource Guide for Establishing an ESG Program for Your Company”
The ESG Guide makes suggestions such as who within the organization should participate in the ESG program …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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Blog Post on Corporate Governance Highlights Challenges in Human Capital
The post notes that boards are hearing more about work-force related matters such as “culture, …
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Event of Interest: Deloitte to Host Mutual Fund Directors’ Exchange Roundtable
Deloitte plans to host a virtual roundtable titled “The Mutual Fund Directors’ Exchange.” The program …
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MFDF Webinar Tomorrow: What to Expect When the SEC Calls
Willkie Farr & Gallagher partners will discuss what fund boards should know about the SEC’s examination …
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SEC EXAMS Division Releases Risk Alert on MNPI
The SEC staff found evidence of advisers that “did not have policies and procedures in place to assign …
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House Subcommittee on Diversity and Inclusion Releases Investment Firm Diversity Report
The report touches on diversity issues in the general workforce at each investment firm, the …
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Risk Alert Identifies Deficiencies in Compliance Programs, Board Practices
The staff also looked at fund governance practices, particularly as they relate to the deliberative processes …
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MFDF Webinar: Risk-based Governance and Reporting: SEC Looks for Boards to Focus on Pricing When it Matters Most
Join Deloitte partners as they highlight the impact of the SEC's new valuation rule proposal for …