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Filter By DEI Resources
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
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Navigating Recent SEC Rulemakings - MMF Reforms
Money Market Fund Reform Money Market Fund Reforms NAVIGATING THE RECENT SEC RULEMAKINGS …
- Webinar Archive: Navigating the New Money Market Fund Reforms
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ACA Foreside Releases White Paper Covering ETF Creation and Distribution
ACA Foreside discusses the process of launching and distributing an exchange traded fund (ETF) in a paper …
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CEF-Litigation
Closed-End Fund Litigation Overview and Update June 27, 2023 Ryan Brizek and Alan Turner …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
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House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
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President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …
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Mutual Fund Litigation-Enforcement
© 2022 Dechert LLP Catherine Botticelli Joshua Hess David Kotler Anthony Kelly June 6, 2023 …
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House Agriculture and Financial Services Committee Release Discussion Draft for Digital Asset Legislation
The draft sets a framework for a company to register with the SEC in order to issue a digital asset, …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
- Webinar Archive: Fallout from the SEC's Swing Pricing and Hard Close Proposals: Operational Hurdles Boards Need to Know
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Proposed Swing Pricing and Hard Close Requirements
Proposed Swing Pricing and Hard Close Requirements On November 2, 2022, the SEC proposed amendments …
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Senate Banking Committee Hears Testimony on Cryptocurrency Issues
the Senate Banking Committee held a hearing entitled, “Crypto Crash: Why Financial System Safeguards …
- Webinar Archive: Tax Update: An Overview of Current Tax Landscape for the Fund Industry
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2022 LSP Proposal
Investment Adviser Marketing Rule © 2022 Dechert LLP The SEC’s Swing Pricing and Liquidity …
- Webinar Archive: The SEC's Swing Pricing and Liquidity Proposal: What You Should Know
- Webinar Archive: What to Do When the SEC Calls
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Brookings Report Highlights an Uncertain Future for Chevron Deference
The authors of the report state that in the past “agencies presumably saw Chevron deference as an important …