Refine Results
Filter By Date
Filter By Content Type
Filter By News Type
Filter By Event Type
Filter By Topics
- Regulatory (29)
- Risk (18)
- Investments (12)
- Money Market Funds (9)
- Reporting (9)
- ETF (7)
- Disclosure (7)
- ESG (6)
- Compliance (5)
- Regulations (4)
- Swing Pricing (4)
- Cryptocurrency (4)
- Valuation (3)
- Fees (3)
- Cybersecurity (3)
- Litigation (3)
- Alternative Investments (3)
- Governance (2)
- New Directors (2)
- Closed-End Funds (1)
- CCO (1)
- Transfer Agency (1)
- LIBOR (1)
-
MFDF Webinar: “Navigating the Recent SEC Rulemakings: Money Market Fund Reforms”
The Mutual Fund Directors Forum and Dechert plan to host a webinar entitled, “Navigating the Recent SEC …
-
Popular Blog Post: SEC Charges Trustees, Adviser with Liquidity Rule Violations
Last May, the Commission announced charges against Pinnacle Advisors LLC for “aiding and abetting Liquidity …
-
SEC Adopts Money Market Fund Reforms Including Mandatory Liquidity Fee
Yesterday, the SEC voted 3 – 2 to adopt amendments to the rule governing money market funds. …
-
SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
-
Gensler Delivers Remarks on Market Structure, Asset Management at ICI Washington DC Conference
His remarks, entitled “Bear in the Woods,” touched on investment and liquidity risks posed by certain …
-
MFDF Webinar: Latest Updates in Mutual Fund Litigation and Enforcement
Tomorrow, June 6 at 2:00pm ET partners with Dechert’s financial services practice plan to review mutual …
-
House Financial Services Committee Advances Six Bills During May Mark-Up
In May, the House Financial Services Committee advanced six bills, of which four bills received bipartisan …
-
Sidley Austin’s Jay Baris Hosts “Mutual Fund Minute” Podcast
Jay Baris, a partner in Sidley Austin’s New York office has started highlighting important background …
-
SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
-
SEC Charges Trustees, Adviser with Liquidity Rule Violations
The Securities and Exchange Commission announced charges against Pinnacle Advisors LLC for “aiding and …
-
UPDATED: SEC to Host Investment Management Program on Emerging Trends
The SEC’s Division of Investment Management recently updated an agenda for the Division's inaugural program …
-
FSOC Issues Request for Comment on Guidance for Non-Bank Financial Companies, Financial Stability Risks
The Financial Stability Oversight Council (FSOC) proposed new rules to assess financial stability risks …
-
SEC Chair Gensler Testifies at House Financial Services Committee Oversight Hearing
Securities and Exchange Commission Chair Gary Gensler testified before members of the House Financial …
-
Yellen Delivers Remarks on Non-Bank Financial Risks, Open-End Funds
Secretary Yellen noted that for regulators, “policy is not aimed at preventing external shocks nor eliminating …
-
Commissioner Uyeda Delivers Remarks at ICI Investment Management Conference
Commissioner Mark Uyeda's remarks noted the blistering pace of rulemaking, and he went further to …
-
House Capital Markets Subcommittee Leaders Send Letter to Gensler on Swing Pricing
House Financial Services Subcommittee on Capital Markets Chair Ann Wagner (R-MO) and Ranking Member Brad …
-
Fund Boards Submit Comments on SEC Swing Pricing, Liquidity Management Proposal
Over 25 fund boards submitted comment letters opposing the swing pricing mandate, imposition of the hard …
-
Mutual Fund Directors Forum Submits Comments on SEC Swing Pricing, Liquidity Rule Proposal
This week, the Mutual Fund Directors Forum submitted written comments to the SEC’s proposal that would …
-
MFDF Comment Letter - Swing Pricing
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
-
Forum Comment Letter on Swing Pricing
On February 14, 2023, the Forum filed a comment letter with the SEC on the Commission's rule proposal …