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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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Fund Compliance-CCO vs Trustee Perspectives
PowerPoint Presentation How do Trustees get the most out of their Interaction with the CCO? …
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
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Navigating Recent SEC Rulemakings - MMF Reforms
Money Market Fund Reform Money Market Fund Reforms NAVIGATING THE RECENT SEC RULEMAKINGS …
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CEF-Litigation
Closed-End Fund Litigation Overview and Update June 27, 2023 Ryan Brizek and Alan Turner …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
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Mutual Fund Litigation-Enforcement
© 2022 Dechert LLP Catherine Botticelli Joshua Hess David Kotler Anthony Kelly June 6, 2023 …
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Interval-Tender Offer Funds
Copyright © 2022 by Willkie Farr & Gallagher LLP. All Rights Reserved. These course materials may not …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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UMD April 2023 Agenda
ESG Oversight: The Fundamentals in an Evolving Space for Fund Boards April 12, 2023 – Washington, DC …
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Proposed Swing Pricing and Hard Close Requirements
Proposed Swing Pricing and Hard Close Requirements On November 2, 2022, the SEC proposed amendments …
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2022 LSP Proposal
Investment Adviser Marketing Rule © 2022 Dechert LLP The SEC’s Swing Pricing and Liquidity …
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Presentation Mid-Term Update
PowerPoint Presentation MFDF Webinar: 2022 Mid-Term Election Analysis Agenda …
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ESG Rule Proposals
ESG RULE PROPOSALS FOR REGISTERED FUNDS AND ADVISERS JULY 14, 2022 | PRESENTED BY: GWEN WILLIAMSON …
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ESG Investment Update
Presentation Template and Guidelines calvert.comNOT FDIC INSURED | OFFER NO BANK GUARANTEE …
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MFDF Comment Letter - Cybersecurity Risk Management
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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MFDF Comment Letter - MMF Reform
Washington, D 1501 M Street NW, Suite 1150 • Washington, DC 20005 • T: 202.507.4488 …
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SEC RIC Examinations
PowerPoint Presentation Mutual Fund Directors Forum Observations from SEC Examinations of Registered …
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Nasdaq Board Diversity
1 NASDAQ’s Board Diversity Rules Jeremiah Williams November 2, 2021 22 § Nasdaq …