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Filter By DEI Resources
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Overview of Fund Governance Practices Report
The Investment Company Institute and the Independent Director Council recently released a report on common …
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Dear Board Doc: How Shall We Meet: In Person? Virtually? Hybrid?
The pandemic environment is still filled with uncertainty, but what seems certain is most fund boards …
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Risk Alert Identifies Deficiencies in Compliance Programs, Board Practices
The staff also looked at fund governance practices, particularly as they relate to the deliberative processes …
- Webinar Archive: The Nuts & Bolts of SPACs
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Improving Communication, Coordination Among Board Committees
According to Lee’s blog post, overloaded committee agendas, the absence of a clear delineation of oversight …
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Boards_ Responsibilities
MFDF IN FOCUS: BOARDS' RESPONSIBILITIES MUTUAL FUND DIRECTORS FORUM SEPTEMBER 14, 2021| PRESENTED …
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IL_ETFs in 2020
The Investment Lawyer Covering Legal and Regulatory Issues of Asset Management VOL. 27, NO. 10 • …
- Webinar Archive: Board Oversight: ETFs and Mutual Funds
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Mutual Funds and ETFs
Perkins Coie LLP | PerkinsCoie.com BOARD OVERSIGHT: ETFS AND MUTUAL FUNDS SEPTEMBER 9, 2021| PRESENTED …
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Practical Guidance on Board Self-Assessments
Report of the Mutual Fund Directors Forum Practical Guidance for Fund Directors on Board …
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Diligent Webinar on June 18 to Address Latest Governance Practices
Diligent sits down with James Killerlane, Corporate Secretary of BNY Mellon, to discuss the innovation …
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What happens when great minds don’t think alike_ EY - US
Contributors By Hiren Shukla Heather Tartaglia 10 minute read 13 Oct 2020 What happens when …
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EY CBM - How boards can lead on racial diversity, equity and inclusion
How boards can lead on racial diversity, equity and inclusion In the midst of the pandemic and the …
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Preparing Audit Committee for Challenges; CAQ Updates External Auditor Assessments Tool
Governance experts from Deloitte acknowledged that as companies shifted to the virtual environment “boards …
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MFDF Webinar: Asset Management M&A for Fund Directors – Recent Trends and Governance Issues
Christopher Healey and Kate O’Neil from Simpson Thacher will provide an overview of recent trends in …
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MFDF Webinar: Investment Valuation and Governance: Industry Trends and Benchmarking
During this webinar, Paul Kraft, a Deloitte partner and US Mutual Fund & Investment Advisers Practice …
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MFDF Webinar: The New Normal in Governance
This webinar will discuss the trends across boards as they have navigated governance during the …
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Dear Board Doc: Getting to Effective Peer Evaluations
Individual and peer evaluations can help boards identify and address emerging issues with individual …
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EY: Boards are Improving their Self-Evaluations
Among EY's findings: Since 2018, more boards are expanding their evaluation process to include individual …
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Dear Board Doc: Do We Need a Risk Committee?
Is it necessary for a fund board to have a risk committee to address and anticipate seismic risks as …