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Filter By DEI Resources
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SEC Allows MiFID II No-Action Relief to Expire, Legislators React
The Securities and Exchange Commission (SEC) allowed an almost 6-year old MiFID II temporary no-action …
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MFDF Webinar: Generative AI- It’s Here
Perkins Coie Partners Molly Moynihan and Sumedha Ahuja will provide an introduction to the technology …
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MFDF Webinar: Digital Assets: Trends, Opportunities, and Considerations in Asset Management
The program, featuring presentations from the digital asset and blockchain team at Ernst & Young, will …
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Gensler Delivers Remarks at IAC Meeting on Single Stock ETFs
Chair Gary Gensler briefly touched on the rise in popularity of single-stock ETFs, including inverse …
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Event of Interest: Dechert to Host Webinar on ESG Litigation Risks
On Wednesday, July 12 at 12:00pm ET, Dechert plans to host a webinar titled, “ESG Backlash in the United …
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The Conference Board Highlights Steps Boards Can Take to Understand “AI in the Era of ESG”
The report sites nine recommendations for boards to consider as AI technology continues to proliferate …
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Gensler Delivers Remarks on Market Structure, Asset Management at ICI Washington DC Conference
His remarks, entitled “Bear in the Woods,” touched on investment and liquidity risks posed by certain …
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Event of Interest: The Evolution of ESG Investing in Asset Management
EY plans to hold a webinar titled, “How ESG is evolving in asset management" which will feature a discussion …
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SEC Division of Investment Management Hosts Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management held an inaugural program titled, “Conference on Emerging …
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State AGs Send Subpoenas, Investigative Demands to Asset Managers on ESG Practices
Over the past month, multiple state attorneys general have sent subpoenas or civil investigative demands …
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Sidley Austin’s Jay Baris Hosts “Mutual Fund Minute” Podcast
Jay Baris, a partner in Sidley Austin’s New York office has started highlighting important background …
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SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
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Ropes & Gray Announces 2023 Webinar Series on ESG and Asset Management
Beginning on Thursday, May 25 and running through August, Ropes & Gray will host a series of webinars …
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ACA Hosts Webinar on Cyber and Compliance Challenges in Large Language Models
Tomorrow, ACA plans to host a webinar entitled “Managing the Cyber and Compliance Risks of ChatGPT and …
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Stradley Ronon’s FinTech Practice Group Chair Authors Article on Digital Asset Custody for 40 Act Funds
Stradley Ronon’s Fintech Practice Group Chair and Derivatives & Commodities Group Co-Chair Susan …
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House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
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SEC Charges Trustees, Adviser with Liquidity Rule Violations
The Securities and Exchange Commission announced charges against Pinnacle Advisors LLC for “aiding and …
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Brookings Institute Releases Article on Bank Oversight After Recent Volatility
In the article, “Rethinking bank oversight in the wake of recent banking turmoil” the authors' note that …
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UPDATED: SEC to Host Investment Management Program on Emerging Trends
The SEC’s Division of Investment Management recently updated an agenda for the Division's inaugural program …
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FSOC Issues Request for Comment on Guidance for Non-Bank Financial Companies, Financial Stability Risks
The Financial Stability Oversight Council (FSOC) proposed new rules to assess financial stability risks …