Refine Results
Filter By Date
Filter By Content Type
Filter By News Type
Filter By Topics
Filter By DEI Resources
-
SEC Proposes Amendments to Proxy Rules Governing Proxy Voting Advice
The SEC also adopted final rules requiring parties in a contested election to use universal proxy cards …
-
ESG Proxy Voting
PowerPoint Presentation ©2021 Morningstar. All Rights Reserved. Jackie Cook Director, Engagement …
- Webinar Archive - Proxy Voting: Voting Trends Over Time and Impact of the Evolving Regulatory Landscape
-
Oversight_of_Proxy_Voting
Board Oversight of Proxy Voting-Web.indd Report of the Mutual Fund Directors Forum Practical …
-
SEC’s Corp Fin Division Issues Release on Proxy Voting Advice
Chairman Gensler wants the staff to consider whether to recommend further regulatory action regarding …
-
SEC Acting Chair in Industry Address Tackles Proxy Voting
The speech hinted at future rules and guidance to reflect current industry trends regarding proxy voting …
-
MFDF Webinar: ESG, Proxy Voting and Engagement – Where DOL and SEC Regulation has Been and Where it May be Going
George Michael Gerstein and Sara Crovitz will provide updates on the state of current DOL and SEC regulation …
-
DOL Completes Fiduciary Rule, Actions on Proxy Voting and ESG Investing
The DOL rule includes a broad definition of “fiduciary” and allows brokers and advisers an exemption …
-
ISS’s Proxy Policies Target Closed-End Funds, Diversity, Director Oversight
ISS released its new benchmark policies, effective for shareholder meetings on or after February 1, …
-
SEC Adopts Rule Amendments, Guidance on Proxy Voting
Commissioner Allison Herren Lee dissented, describing the rule as unwanted, unwarranted and …
-
SEC Proposes Rule Amendments on Proxy Voting, Proxy Advisors
The SEC in a 3-2 vote proposed amendments to its rules governing proxy advisors. The SEC wrote that its …
-
MFDF Webinar: Recent SEC Guidance on Proxy Voting and the use of Proxy Advisory Firms
This webinar will explore how the SEC’s recent interpretive releases on proxy voting matters may impact …
-
SEC Issues Guidance on Proxy Voting
The SEC in a 3-2 vote issued guidance to investment advisers on fulfilling their proxy voting responsibilities …
-
SEC to Consider Guidance on Proxy Voting at Open Meeting
In a notice posted to its web site the SEC announced an open meeting for Wednesday August 21, 2019 at …
-
MFDF Webinar: Proxy Voting Issues
It seems that everything related to proxy voting is getting a lot of attention these days, including …
-
SEC Roundtable Seeks Fixes for Complex, Antiquated Proxy Voting System
New SEC Commissioner Elad Roisman encouraged participants at the recent SEC Staff Roundtable on the Proxy …
-
EY Report Looks at Trends in Audit Committee Reporting, Notes Rise in Voluntary Disclosures
Consulting firm EY released a report on audit committee reporting trends for 2018. The US survey of investors …
-
IM Staff Withdraws No-Action Letters on Proxy Voting Firms
The staff of the SEC’s Division of Investment Management is reconsidering whether prior staff guidance …
-
SEC Staff to Host Roundtable on Proxy Rules
The SEC announced that the staff will host a roundtable this fall to hear from investors, issuers, and …
-
Report: Universal Proxy Rules May be Off SEC's Agenda
A report by Reuters claims that the SEC has shelved a universal proxy rule proposal that would allow …