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Filter By DEI Resources
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2026 Fund Governance & Regulatory Insights Conference
5 March 2026
MFDF's annual FGRI Conference bring independent directors together with legislators, regulators, and … -
2025 Fund Governance & Regulatory Insights Conference
6 March 2025
MFDF's annual FGRI Conference will bring independent directors together with legislators, … -
Continuing Regulatory Impacts on Fund Boards
15 October 2024
Join MFDF and Seward & Kissel at the in-person outreach program that focuses on continuing impacts … - Webinar Archive: Conversation with Former SEC IM Division Director William Birdthistle
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House Financial Services Committee Holds Hearing on SEC’s Climate Disclosure Rule, Agency Overreach
During the hearing, which heard testimony from several witnesses including former acting SEC Chair Elad …
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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House Financial Services Subcommittee Examines SEC Climate Proposal
The hearing focused on the Commission’s proposed rulemaking on corporate issuers’ disclosure of climate …
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Senators Introduce Legislation Targeting AI Financial Market Threats
In December, Senator Mark Warner (D-VA) and Senator John Kennedy (R-LA) introduced the “Financial Artificial …
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PCAOB Fines Three China-Based Accounting Firms, Four Individuals
The Public Company Accounting Oversight Board (PCAOB) announced enforcement settlements with three mainland …
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House Financial Services Subcommittee Holds Hearing on Global Governance
The House Subcommittee on Financial Institutions and Monetary Policy held a hearing entitled, “The Tangled …
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IM Director Birdthistle Delivers Remarks on Private Funds, Balancing Financial Regulation
The Securities and Exchange Commission’s Director of Investment Management, William Birdthistle, delivered …
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Fund Compliance-CCO vs Trustee Perspectives
PowerPoint Presentation How do Trustees get the most out of their Interaction with the CCO? …
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
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Navigating Recent SEC Rulemakings - MMF Reforms
Money Market Fund Reform Money Market Fund Reforms NAVIGATING THE RECENT SEC RULEMAKINGS …
- Webinar Archive: Navigating the New Money Market Fund Reforms
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ACA Foreside Releases White Paper Covering ETF Creation and Distribution
ACA Foreside discusses the process of launching and distributing an exchange traded fund (ETF) in a paper …
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CEF-Litigation
Closed-End Fund Litigation Overview and Update June 27, 2023 Ryan Brizek and Alan Turner …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
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House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
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President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …