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Senate Banking Committee Hears Testimony from Financial Regulators
The Senate Banking Committee heard testimony from heads of financial regulatory agencies including the …
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Event of Interest: Deloitte to Host Mutual Fund Directors’ Exchange Roundtable
Deloitte plans to host a virtual roundtable titled “The Mutual Fund Directors’ Exchange.” The program …
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Event of Interest: K&L Gates to Host Webinar Series Covering Digital Assets
K&L Gates plans to host the first in a three-part webinar series entitled “Decoding Digital Assets: …
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FSOC Meets to Discuss Digital Assets, Climate Risk Committee
FSOC met at the beginning of October to approve the Council’s “Report on Digital Asset Financial Stability …
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McKinsey Analysts Break Down the Fundamentals of Web3
In an article from McKinsey & Co., the author details the rise of Web3 including a primer on what it …
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SEC Proposes Rules on Treasury Market Structure
The SEC proposed new rules for Treasury market clearinghouses in response to volatility in the Treasury …
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Senate Banking Committee Hears Testimony from Chair Gensler
SEC Chair Gary Gensler testified in front of the Senate Banking Committee covering issues such as digital …
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Treasury and Department of Justice Release Recommendations on Digital Asset Regulation
The Department of the Treasury and the Justice Department (DOJ) released reports outlining the …
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Event of Interest: The Role Audit Committees Can Play in Cybersecurity, Crisis Preparedness, and Corporate Governance
Ernst & Young plans to host a webinar titled, “How audit committees can strengthen cyber resiliency, …
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Event of Interest: Issues with Access to Reliable ESG Data
On Tuesday, October 25, the law firm Ropes & Gray plans to host a webinar entitled, “The quest for reliable …
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U.S. and Chinese Regulators Reach Agreement on Oversight of Audit Firms Based in China
After months of negotiations, the PCAOB, the China Securities Regulatory Commission, and the Ministry …
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Harvard Law Blog Post Details Concerns Surrounding ESG Data
In recent years, the demand for ESG data has exploded, including demand from investors, companies, and …
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Event of Interest: Deloitte Webinar on Risk Management for Fund Directors
On Wednesday, Deloitte plans to host a webinar highlighting the fund manager’s role in risk management …
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MFDF Webinar Tomorrow: What the Mutual Fund Industry Should Understand About Digital Assets
The Forum will host a webinar with Perkins Coie to discuss investment and regulatory updates regarding …
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MFDF Webinar Tomorrow: The Impact of Volatility on Financial Markets
Paul Reisz of PIMCO will discuss the impacts of rising rates, inflation, global volatility and other …
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FSOC Meets to Discuss Progress on Climate Related Programs
The Financial Stability Oversight Council convened to discuss progress made by the Council and its members …
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Birdthistle Speaks on SEC’s Regulatory Agenda, Priorities at PLI Conference
The SEC’s Director of the Division of Investment Management, William Birdthistle, delivered prepared …
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SEC Requests Comments on Whether Certain Information Providers Function as Investment Advisers
The SEC recently issued a “Request for Comment on Certain Information Providers Acting as Investment …
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CFTC Division of Market Oversight Director Testifies on Digital Assets
CFTC Director of the Division of Market Oversight, Vincent McGonagle, testified at a House Agriculture …
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McKinsey Releases Report Covering Updates to Corporate Cybersecurity Reporting and Transparency
McKinsey & Co. released a cybersecurity report detailing ways companies can segment their preparation …