Refine Results
Filter By Date
Filter By Content Type
Filter By News Type
Filter By Event Type
Filter By Topics
- Investments (96)
- Risk (91)
- Regulations (79)
- ESG (73)
- Cryptocurrency (39)
- Compliance (38)
- Cybersecurity (32)
- Liquidity (29)
- Disclosure (29)
- Reporting (27)
- Legislative (25)
- Governance (24)
- Money Market Funds (24)
- Litigation (24)
- Technology (23)
- AI (20)
- Alternative Investments (18)
- ETF (17)
- Valuation (16)
- Proxy (15)
- New Directors (15)
- Swing Pricing (14)
- Enforcement (13)
- Audit (13)
- Diversity (13)
- Closed-End Funds (11)
- CCO (11)
- Fees (10)
- Tax (8)
- Digital Assets (8)
- Derivatives (7)
- Blockchain (6)
- Fund of Funds (6)
- Securities Lending (6)
- BDCs (4)
- Emerging Markets (4)
- LIBOR (4)
- RIC (3)
- Robo-Advisers (3)
- 15(c) (3)
- Fixed Income (3)
- Performance (3)
- Insurance (3)
- FinTech (3)
- Active Management (2)
- SPACs (2)
- Transfer Agency (2)
- COVID-19 (2)
- Distribution (1)
- Committees (1)
- Whistleblower Program (1)
- Benchmarks (1)
Filter By DEI Resources
-
MFDF Webinar: Digital Assets: Trends, Opportunities, and Considerations in Asset Management
The program, featuring presentations from the digital asset and blockchain team at Ernst & Young, will …
-
Gensler Delivers Remarks at IAC Meeting on Single Stock ETFs
Chair Gary Gensler briefly touched on the rise in popularity of single-stock ETFs, including inverse …
-
Financial Services Subcommittees Hold SEC Oversight Hearings
The Capital Markets Subcommittee, chaired by Representative Ann Wagner (R-MO) heard testimony from the …
-
Event of Interest: Dechert to Host Webinar on ESG Litigation Risks
On Wednesday, July 12 at 12:00pm ET, Dechert plans to host a webinar titled, “ESG Backlash in the United …
-
SEC3 Outlines Questions to Consider for SEC Exam Preparedness
SEC Compliance Consultants (SEC3) recently published a tipsheet for SEC Exam Preparedness that covers …
- Webinar Archive: Closed-End Fund Litigation Overview and Update
-
CEF-Litigation
Closed-End Fund Litigation Overview and Update June 27, 2023 Ryan Brizek and Alan Turner …
-
Willkie Releases Mid-Year Analysis of SEC Enforcement Actions
The paper focuses on SEC Enforcement actions through the first part of the year and notes the …
-
Dechert ‘On Point’ Discusses Artificial Intelligence Regulatory Updates
Dechert recently released a regulatory update highlighting the Biden Administration’s regulatory focus …
-
Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
-
SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
-
House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
-
President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …
-
Gensler Delivers Remarks on Market Structure, Asset Management at ICI Washington DC Conference
His remarks, entitled “Bear in the Woods,” touched on investment and liquidity risks posed by certain …
-
Mutual Fund Litigation-Enforcement
© 2022 Dechert LLP Catherine Botticelli Joshua Hess David Kotler Anthony Kelly June 6, 2023 …
- Webinar Archive: Latest Updates in Mutual Fund Litigation and Enforcement
-
SEC Division of Investment Management Hosts Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management held an inaugural program titled, “Conference on Emerging …
-
MFDF Webinar: SEC Division of Examinations Staff Panel – Investment Company Issues and Considerations for Fund Boards
Tomorrow, June 8 the SEC Division of Examinations staff will discuss topical issues related to investment …
-
State AGs Send Subpoenas, Investigative Demands to Asset Managers on ESG Practices
Over the past month, multiple state attorneys general have sent subpoenas or civil investigative demands …
-
MFDF Webinar: Latest Updates in Mutual Fund Litigation and Enforcement
Tomorrow, June 6 at 2:00pm ET partners with Dechert’s financial services practice plan to review mutual …