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Filter By DEI Resources
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Event of Interest: K&L Gates to Host Part II of Digital Assets Series
K&L Gates plans to host a webinar titled “Crypto: What You Should Be Considering" which will examine …
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SEC Proposes Equity Market Structure Changes
The Securities and Exchange Commission proposed four new rules that would make significant changes to …
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Akin Gump Releases December Issue of CryptoLink Newsletter
Akin Gump released its December edition of CryptoLink, a newsletter that touches on key regulatory …
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Presentation Mid-Term Update
PowerPoint Presentation MFDF Webinar: 2022 Mid-Term Election Analysis Agenda …
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SEC Releases Reg Flex Agenda Update
The SEC recently released an update to its Regulatory Flex Agenda which includes information on timelines …
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FSOC Releases 2022 Annual Report
The Financial Stability Oversight Council unanimously approved its 2022 annual report which makes specific …
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SEC Names Deputy Director of Investment Management Division
The SEC recently announced that Sarah ten Siethoff will serve as deputy director of its investment management …
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EY to Host Program Covering Reporting and Regulation for Registered Funds
Ernst & Young will host a virtual program covering regulatory and reporting updates for registered …
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Senate Republicans Submit Comments on Pace of Rulemaking, IG Report Concerns
In a letter to SEC Chair Gary Gensler, Senator Thom Tillis (R-NC) noted that a recent SEC Inspector General …
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ICYMI: Dechert Publishes “Cyber Bits” Updates Covering Cybersecurity Policy
Dechert LLP offers a series called “Cyber Bits” a publication that highlights key developments in privacy …
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Department of Labor Releases Final Rule on ESG Considerations by ERISA Fiduciaries
The US Department of Labor (DOL) released a final rule, titled “Prudence and Loyalty in Selecting Plan …
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SEC Releases FY22-26 Strategic Plan
the SEC released its Strategic Plan for fiscal years 2022 to 2026 which outlines the agency’s objectives …
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Stradley Ronon Publishes Digital Asset Tool
Stradley Ronon now offers a “Digital Assets Regulatory Tracker” which includes links to digital …
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Birdthistle Speech Highlights Recently Proposed Open-End Fund Rules
Investment Management Division Director William Birdthistle delivered remarks on international regulatory …
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MFDF Upcoming Webinar: Deloitte's 20th Annual Fair Valuation Pricing Survey
Join the Mutual Fund Directors Forum and Deloitte on Thursday, December 8 at 2pm ET for a webinar …
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SEC Releases Report on Enforcement Statistics for 2022
According to the release, these included 462 "stand alone" enforcement actions; 129 actions against issuers …
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Senate Banking Committee Hears Testimony from Financial Regulators
The Senate Banking Committee heard testimony from heads of financial regulatory agencies including the …
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ACA Releases November Regulatory Update
The report covers the SEC’s crackdown on use of unmonitored messaging apps, the approaching annual renewal …
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K&L Gates to Host Webinar on Disclosure Modernization
K&L Gates plans to host a webinar covering the SEC’s final rule on tailored shareholder reports. The …
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SEC Issues FAQ Regarding Adviser Consideration of DEI Factors
SEC staff published guidance as an FAQ confirming that, consistent with its fiduciary duty and subject …