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Filter By DEI Resources
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Fed Chair Powell Testifies on Capitol Hill
Federal Reserve Board Chairman Jerome Powell delivered testimony as part of the “Semi-Annual Monetary …
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Event of Interest: Navigating the SEC's Climate-Related Disclosure Ruling
Nasdaq plans to host a webinar titled “Navigating the SEC's Climate-Related Disclosure Ruling.” The program …
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SEC Commissioner Uyeda Delivers Remarks on Regulatory Overreach
In his remarks, Commissioner Uyeda emphasized the importance of regulatory clarity for market …
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MFDF Webinar: Understanding Spot Bitcoin Exchange-Traded Products
The Mutual Fund Directors Forum, Morgan Lewis, and EY will host a webinar titled “Understanding Spot …
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SEC Releases Corporate Climate Disclosure Final Rule
The Securities and Exchange Commission (SEC) in a 3-2 vote, finalized the rule proposal “The Enhancement …
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Yellen Testifies on Capitol Hill on FSOC Annual Report
The hearings focused on the regulation of nonbank financial companies, SIFI designation, Basel III …
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Event of Interest: Morgan Lewis Plans to Hold AI Webinar Series
The program will touch on the challenges and opportunities AI presents for the regulatory landscapes …
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FinCEN Issues Notice of Proposed Rulemaking on AML
The FinCEN proposed rulemaking would require certain investment advisers to apply AML and Countering …
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Birdthistle to Leave SEC March 8
The Securities and Exchange Commission (SEC) announced that William Birdthistle, the Director of the …
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Registered Closed-End Funds May Exclude Investor’s Advisory Proposal to Declassify Board
The Securities and Exchange Commission granted relief to three Nuveen closed-end funds to exclude a shareholder …
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SEC Settles Charges with 16 Firms for Recordkeeping Failures
On February 9, the Securities and Exchange Commission (SEC) announced the latest round of settlements …
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Gensler Delivers Remarks on Artificial Intelligence in Finance
Chair Gensler emphasized that AI has the potential to transform markets, offering benefits such as improved …
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MFDF Webinar: Potential Hurdles of Investment in China and other Emerging Markets
Ama A. Adams, Managing Partner at the Ropes & Gray Washington, DC office and Paulita A. Pike, Managing …
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Join the Mutual Fund Directors Forum in Washington DC March 7-8 for the Fund Governance and Regulatory Insights Conference
The conference will allow fund directors, CCOs, and industry colleagues to engage with key topics and …
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2024 FGRI Agenda
2024 Fund Governance and Regulatory Insights Conference March 7-8 | Park Hyatt Hotel, Washington, DC …
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Ropes & Gray Publishes December/January Investment Management Update
The report highlights legal developments in the financial services space, including: Tailored Shareholder …
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MFDF Webinar: Proxy Voting by Asset Managers: Current Trends and Issues
The Mutual Fund Directors Forum and Morgan Lewis plan to host a webinar titled, “Proxy Voting by Asset …
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Event of Interest: Stradley to Host SEC Enforcement Webinar
Enforcement lawyers at Stradley Ronon will review key enforcement themes and results for fiscal year …
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SEC Finalizes SPAC Transaction Rules
The Securities and Exchange Commission (SEC) voted 3-2 to adopt final rules concerning SPAC initial public …
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Event of Interest: K&L Gates to Host 2023 Regulatory Year in Review Webinar
K&L Gates partners will look back at the Commission’s 24 adopted rules and 18 new proposals, while also …