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Filter By DEI Resources
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Blockchain and Digital Assets
BLOCKCHAIN AND DIGITAL ASSETS 9 . 2 2 . 2 0 2 2 PERKINS COIE LLP: MUTUAL FUND DIRECTORS FORUM …
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Event of Interest: Deloitte Webinar on Risk Management for Fund Directors
On Wednesday, Deloitte plans to host a webinar highlighting the fund manager’s role in risk management …
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MFDF Webinar Tomorrow: What the Mutual Fund Industry Should Understand About Digital Assets
The Forum will host a webinar with Perkins Coie to discuss investment and regulatory updates regarding …
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McKinsey Releases Report Covering Updates to Corporate Cybersecurity Reporting and Transparency
McKinsey & Co. released a cybersecurity report detailing ways companies can segment their preparation …
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Embracing the Digital Era
The article makes several suggestions to address generational changes in the boardroom that might be …
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AMAC Meeting Discusses Diversity, Data and Technology
Chairman Jay Clayton encouraged a robust discussion on diversity and inclusion.
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MFDF Webinar: Changing Distribution Models
Partners from E&Y will provide insights to how investment managers across the industry are realigning …
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Finra Exam Priorities: Best Execution, Cyber, Tech Governance
Finra recently published its annual examination priorities letter describing the areas of focus for its …
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Group of Banks to Use Blockchain to Settle Cross-Border Trades
A consortium of banks from the U.S., Europe and Japan led by UBS has developed a bitcoin-like token called …
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Finra Exam Priorities to Focus on Best Execution, Cyber, Digital Technology
Finra in its 2019 Risk Monitoring and Examination Priorities Letter focuses on emerging areas not articulated …
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Few Major Advances for Blockchain Expected in 2019
A Wall Street Journal report paints a bleak picture for blockchain usage in the near future. Technology …
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Fidelity CEO in Bloomberg Interview Talks Fees, Technology, Industry Trends
In an in-depth interview with Bloomberg Markets, Fidelity chief executive Abigail Johnson and Kathleen …
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Commissioner Stein Calls for New Thinking on Cyber Regulation
SEC Commissioner Kara Stein in a recent speech doubled down on the need for expanded cybersecurity regulation …
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MFDF Webinar: Blockchain, Cryptocurrency and Big Data: Tech Meets Legal and Compliance
As the funds industry continues to keep up with the fast pace of technological innovation, Partners Nathan …
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Chamber Advocates for Improved Policy Landscape for Blockchain
The U.S. Chamber of Commerce gathered leading innovators, policy leaders, thinkers, and investors at …
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Clayton Stresses Staffing, Cybersecurity Needs in FY 2019 Budget Request
In testimony before committees of the U.S. House of Representatives, SEC Chairman Jay Clayton outlined …
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MFDF Program to Explore Implications of Blockchain, Robos, AI for Fund Industry
The Mutual Fund Directors Forum in partnership with the University of Maryland’s Smith School of Business …
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New York Cybersecurity Regulations Take Effect, Increasing Role for Corporate Boards
Banks and other large New York financial institutions became subject to the New York Department of Financial …
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Blockchain Gains Favor but May Still Lack In-house Experts; Fidelity Team Seeks Patent on Voting Technology
Distributed ledger technology, or blockchain, continues to find favor in the financial services …