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Filter By DEI Resources
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Impact of Supreme Court Decision in West Virginia v. EPA on SEC Rulemakings
A recent blog post entitled, “West Virginia v. EPA Casts a Shadow Over SEC’s Proposed Climate-Related …
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Senator Introduces Legislation Requiring the DOL Study on Fund Fee Transparency
A Democratic Senator recently introduced legislation called the “Savvy Savers Act” (S.4361) that would …
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SEC Chair Gensler Delivers Remarks on Potential Areas for Market Structure Reforms
SEC Chair Gary Gensler delivered a speech detailing specific areas where market structure reforms could …
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SEC Semiannual Regulatory Agenda Released
The SEC recently released the Spring 2022 semiannual regulatory agenda which includes the SEC initiatives …
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Gensler Testifies at House Appropriations Hearing on SEC FY2023 Budget
SEC Chair Gary Gensler testified during a House Appropriations Committee subcommittee hearing as part …
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SEC Announces New Head of Division of Examinations
The Securities and Exchange Commission announced the appointment of Richard Best to serve as the Director …
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Senate Banking Committee Holds Hearing for Fed, SEC Nominees
The Senate Banking Committee held a hearing to examine the nominations of Michael Barr to serve as the …
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CFTC Releases Request for Information on Climate-Related Financial Risk
The CFTC unanimously voted to release a Request for Information (RFI) that seeks public comment on …
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SEC Proposes Rules Covering Fund ESG Disclosures, Names Rule Amendments
In their open meeting, the Securities and Exchange Commission (SEC) voted 3-1 to advance two rule proposals …
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Report Sheds Light on Corporate Board Diversity Reporting, Retirement Policies
In 2021, and for the first time, the majority of S&P 500 companies (59 percent) disclosed the ethnic …
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Cyber Enforcement Action Shows Need for Proper Disclosure Controls, Procedures
Without admitting or denying the SEC’s findings, First American agreed to a cease-and-desist order and …
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AMAC Subcommittee Recommends Disclosure on Fund Board Diversity
The Subcommittee on Diversity and Inclusion presented its report and recommendations, one of which called …
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Commissioner Speech Points to Concerns with ESG Disclosures
Roisman cited the need for clarity in definitions, specifically: what precise items of “E,” “S,” and …
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Morningstar Funds Board Weighs in on SEC Disclosure Proposal
The comment letter proposes that “all fund shareholder reports include a statement about the role that …
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Broadening the Scope of Cyber Risk Disclosures
The lawyers note that cybersecurity risk factor disclosures are as of yet, under-developed for many …
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AMAC Moves Closer to ESG Disclosure Recommendations
AMAC’s ESG Subcommittee offered potential recommendations for discussion and to solicit feedback, with …
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MFDF Webinar: Updates to SEC Fund Disclosures
Join Jasmin Sethi of Sethi Clarity Advisers as she highlights the key highlights the new SEC Fund Disclosure …
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SEC Updates Disclosure Requirements for Public Companies
The SEC said its disclosure requirements have not undergone significant revisions in over 30 years, and …
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SEC Proposes Modernized Shareholder Reports and Fund Disclosures
The SEC said its proposed framework would provide an alternative approach to keeping investors informed …
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SEC Encourages Firms to be Vigilant with Disclosure
Public companies urged to provide as much information as is practicable to investors regarding their …