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Filter By DEI Resources
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MFDF Webinar: Exchange Traded Funds: A Market Update for Fund Directors
The Mutual Fund Directors Forum and presenters from Brown Brothers Harriman will host a webinar …
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Director Birdthistle Testifies in Capital Markets Subcommittee Hearing
Director of the Division of Investment Management, William Birdthistle, testified in front of the House …
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SEC Publishes Examinations Risk Alert
The Risk Alert notes there are more than 15,000 registered investment advisers managing over US$115 trillion …
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MFDF Webinar: Introduction to Retail Private Markets Funds
Tomorrow, the Mutual Fund Directors Forum and Simpson Thacher & Bartlett LLP will host a webinar …
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Senate Banking Committee Hears Testimony from SEC Chair Gensler
The hearing covered a variety of issues including cryptocurrency regulation, swing pricing, the pace …
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SEC Finalizes Names Rule Amendments
Yesterday, the Securities and Exchange Commission by a vote of 4-1 advanced a final rule on Investment …
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Event of Interest: Dechert to Host California Investment Management Symposia
Dechert plans to host the firm’s California Investment Management Symposia which will highlight the intersection …
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Bipartisan House Members Author Letter Voicing Opposition to SEC Swing Pricing Proposal
A group of bipartisan members of the U.S. House of Representatives sent a letter to Securities and Exchange …
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Event of Interest: Morgan Lewis to Host Registered Funds Trends and Developments Webinar
Morgan Lewis plans to host a webinar titled, “Registered Funds Trends and Developments Quarter in …
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SEC Finalizes Private Funds Rule, Industry Files Suit
According to a recent client alert from Ropes & Gray, these reforms include several quarterly reporting …
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Akin Gump Releases Fall Legislative Update
The outlook highlights several important items that Congress must address, many before September 30. …
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MFDF Webinar: “Improving Equity Fund Alpha Estimates” with Professor Scott D. Stewart
The Mutual Fund Directors Forum plans to host a webinar with Professor Scott D. Stewart from the …
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MFDF Webinar: “Navigating the Recent SEC Rulemakings: Money Market Fund Reforms”
The Mutual Fund Directors Forum and Dechert plan to host a webinar entitled, “Navigating the Recent SEC …
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Event of Interest: K&L Gates to Host Generative AI Webinar
The program will focus on the legal and ethical risks, mitigation, and best practices to consider across …
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Forum Webinar: Regulated Investment Company Tax Reporting – Year End Considerations
Tomorrow, September 7 at 2:00pm ET the Mutual Fund Directors Forum and members of EY’s Asset Management …
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EY Publishes Report on Lessons for Boards in Technology Innovation
Ernst & Young recently published a paper titled, “Four Lessons for Boards in Overseeing Emerging …
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Popular Blog Post: Mutual Fund Directors Forum Board Recruitment Series
Last October, the Mutual Fund Directors Forum published a four-part series on the board recruitment process …
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Popular Blog Post: SEC Charges Trustees, Adviser with Liquidity Rule Violations
Last May, the Commission announced charges against Pinnacle Advisors LLC for “aiding and abetting Liquidity …
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Popular Blog Post: Gensler Testifies at House Financial Services Committee Oversight Hearing
This week, the Forum News Feed will highlight popular posts over the last few months. We will return …
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ACA Foreside Releases White Paper Covering ETF Creation and Distribution
ACA Foreside discusses the process of launching and distributing an exchange traded fund (ETF) in a paper …