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Filter By DEI Resources
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Nasdaq Publishes Paper on Third Party Risk and Board Oversight
The paper highlights that boards “play a crucial role in ensuring the companies they oversee are performing …
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House Agriculture and Financial Services Committee Release Discussion Draft for Digital Asset Legislation
The draft sets a framework for a company to register with the SEC in order to issue a digital asset, …
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Event of Interest: The Evolution of ESG Investing in Asset Management
EY plans to hold a webinar titled, “How ESG is evolving in asset management" which will feature a discussion …
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SEC Division of Investment Management Hosts Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management held an inaugural program titled, “Conference on Emerging …
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MFDF Webinar: SEC Division of Examinations Staff Panel – Investment Company Issues and Considerations for Fund Boards
Tomorrow, June 8 the SEC Division of Examinations staff will discuss topical issues related to investment …
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State AGs Send Subpoenas, Investigative Demands to Asset Managers on ESG Practices
Over the past month, multiple state attorneys general have sent subpoenas or civil investigative demands …
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MFDF Webinar: Latest Updates in Mutual Fund Litigation and Enforcement
Tomorrow, June 6 at 2:00pm ET partners with Dechert’s financial services practice plan to review mutual …
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House Financial Services Committee Advances Six Bills During May Mark-Up
In May, the House Financial Services Committee advanced six bills, of which four bills received bipartisan …
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SEC Issues LIBOR-Transition Related Risk Alert
Recently, the Securities and Exchange Commission released a Risk Alert highlighting observations from …
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Sidley Austin’s Jay Baris Hosts “Mutual Fund Minute” Podcast
Jay Baris, a partner in Sidley Austin’s New York office has started highlighting important background …
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SEC Chair Gensler Delivers Remarks on Financial Market Risk, Resilience
SEC Chair Gary Gensler delivered remarks entitled “Lessons from Mrs. O’Leary’s Cow” which focused on …
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New York Attorney General Releases Legislative Language to Regulate Digital Assets at the State Level
According to a press release from the Attorney General’s office, the bill would “require independent …
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Ropes & Gray Announces 2023 Webinar Series on ESG and Asset Management
Beginning on Thursday, May 25 and running through August, Ropes & Gray will host a series of webinars …
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ACA Hosts Webinar on Cyber and Compliance Challenges in Large Language Models
Tomorrow, ACA plans to host a webinar entitled “Managing the Cyber and Compliance Risks of ChatGPT and …
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Event of Interest: EY to Host Webinar on Boards Enhancing Resiliency Through Risk Oversight
Ernst & Young plans to host a webinar entitled, “How boards can enhance resiliency through effective …
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Stradley Ronon’s FinTech Practice Group Chair Authors Article on Digital Asset Custody for 40 Act Funds
Stradley Ronon’s Fintech Practice Group Chair and Derivatives & Commodities Group Co-Chair Susan …
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MFDF Webinar: Mutual Fund Director Compensation: The MPI Annual Survey
Tomorrow, Management Practice Inc. (MPI) will present the findings from the most recent "Survey of Mutual …
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House Financial Services Committees Holds Second Mark-Up for Capital Formation, Accredited Investor Legislation
The House Financial Services Committee advanced 15 legislative measures, many on a bipartisan basis. …
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“Does Board Size Matter?” Harvard Corporate Governance Blog Post Details Findings
The authors of a recent study “Does Board Size Matter” explore whether board size impacts effectiveness …
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Google Announces Hub for Boards on Cybersecurity
The “Board of Directors Insights Hub” features multiple resources for directors including a new …