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Filter By DEI Resources
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MFDF Webinar: “Alternative Investments: Their Rise in Popularity, Trends, and Potential Pitfalls”
On Wednesday, November 29 at 2:00pm ET, the Mutual Fund Directors Forum plans to hold a webinar …
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MPI - CCO Webinar FINAL 2023 111323
MPI Survey of Mutual Fund Chief Compliance Officer Compensation and Organizational Practices …
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Capital Markets Subcommittee Hearing Examines SEC Agenda
The House Financial Services Committee’s Subcommittee on Capital Markets held a hearing entitled, “Examining …
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PwC Releases 2023 Annual Corporate Directors Survey
PwC recently released its 15th “Annual Corporate Directors Survey” which surveys over 600 public company …
- Webinar Archive: Looking Back and Forward at the SEC's Rule for Fair Value
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SEC FY2023 Enforcement Results Released
The Securities and Exchange Commission (SEC) released its Enforcement results for the fiscal year …
- Webinar Archive: Mutual Fund CCO Compensation: The MPI Annual Survey Update
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Fifth Circuit Court of Appeals Declines to Review SEC Approval of ‘Nasdaq Rule’
The U.S. Court of Appeals for the Fifth Circuit denied petitions to review the Securities and Exchange …
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MFDF Webinar: Mutual Fund CCO Compensation: The MPI Annual Survey Update
The Mutual Fund Directors Forum and Management Practice (MPI) plan to host a webinar titled, “Mutual …
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FSOC Overhauls SIFI Designation Process
The Financial Stability Oversight Council (FSOC) voted to overhaul the process to designate nonbank financial …
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Barrington Partners 2023 Fund Audit Tax Surveys
Microsoft PowerPoint - Barrington Partners 2023 Fund Audit & Tax Surveys.pptx © 2023 Barrington …
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SEC's Amended Names Rule
What’s in a Name (and What Does it Say About Your Fund)? SEC’s Amended Names Rule Copyright …
- Webinar Archive: What's in a Name (and What Does it Say About Your Fund)? - SEC's Amended Names Rule
- Webinar Archive: Barrington’s 2023 Audit Survey Summary of Findings
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MFDF Webinar: Looking Back and Forward at the SEC’s Rule for Fair Value
The Mutual Fund Directors Forum and Stradley Ronon will co-host a webinar titled “Looking Back and Forward …
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Morningstar Article Highlights Activist Voting Trends
Authors Alyssa Stankiewicz and Lindsey Stewart examine how two active asset managers on opposite ends …
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MFDF Webinar: SEC’s Amended Names Rule
Neesa Patel Sood and Jay Spinola, partners at Willkie Farr & Gallagher LLP, will provide an overview …
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Ropes & Gray Hosts Podcast Covering Ethics, Morality, and Leadership on Wall Street
A recent podcast from Ropes & Gray interviews business professor Daniel Beunza, author of the book “Taking …
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President Biden Signs Executive Order on AI
President Joseph Biden signed the “Executive Order on the Safe, Secure, and Trustworthy Development and …
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Gensler Delivers Remarks on Securities Law Enforcement
Gary Gensler delivered remarks on the importance of attorneys, accountants, and compliance professionals …