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Filter By DEI Resources
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MFDF Webinar: Generative AI- It’s Here
Perkins Coie Partners Molly Moynihan and Sumedha Ahuja will provide an introduction to the technology …
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House Republican ESG Working Group Releases Interim Report
The report focuses primarily on the environmental aspect of ESG factors and examines the impacts of the …
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Event of Interest: EY to Host Mid-Year Alternative and Registered Funds Update
Ernst & Young plans to host a webinar titled, “2023 alternative and registered funds midyear …
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SEC Adopts Money Market Fund Reforms Including Mandatory Liquidity Fee
Yesterday, the SEC voted 3 – 2 to adopt amendments to the rule governing money market funds. …
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MFDF Webinar: Digital Assets: Trends, Opportunities, and Considerations in Asset Management
The program, featuring presentations from the digital asset and blockchain team at Ernst & Young, will …
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Gensler Delivers Remarks at IAC Meeting on Single Stock ETFs
Chair Gary Gensler briefly touched on the rise in popularity of single-stock ETFs, including inverse …
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Financial Services Subcommittees Hold SEC Oversight Hearings
The Capital Markets Subcommittee, chaired by Representative Ann Wagner (R-MO) heard testimony from the …
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Event of Interest: Dechert to Host Webinar on ESG Litigation Risks
On Wednesday, July 12 at 12:00pm ET, Dechert plans to host a webinar titled, “ESG Backlash in the United …
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SEC3 Outlines Questions to Consider for SEC Exam Preparedness
SEC Compliance Consultants (SEC3) recently published a tipsheet for SEC Exam Preparedness that covers …
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The Conference Board Highlights Steps Boards Can Take to Understand “AI in the Era of ESG”
The report sites nine recommendations for boards to consider as AI technology continues to proliferate …
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Willkie Releases Mid-Year Analysis of SEC Enforcement Actions
The paper focuses on SEC Enforcement actions through the first part of the year and notes the …
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Forum Webinar: Closed-End Fund Litigation Overview and Update
Simpson Thacher partners Ryan Brizek and Alan Turner will host a webinar covering recent updates in …
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Dechert ‘On Point’ Discusses Artificial Intelligence Regulatory Updates
Dechert recently released a regulatory update highlighting the Biden Administration’s regulatory focus …
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Event of Interest: EY to Discuss Prioritizing Governance in ESG Strategy
The program will focus on understanding governance risks and opportunities as well as identifying ways …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
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President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …
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California Judge’s Ruling Spells Defeat for Board Diversity Law
The Wall Street Journal reports that the “quota” law was the first of its kind in the U.S. and followed …
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SEC Releases Rule Proposal Addressing SPACs
The proposals require enhanced disclosure and increase potential liability under the federal securities …
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Gensler Delivers Remarks on Crypto Markets
Gensler called for crypto platforms to be registered and regulated much like exchanges.