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Filter By DEI Resources
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Willkie Releases Mid-Year Analysis of SEC Enforcement Actions
The paper focuses on SEC Enforcement actions through the first part of the year and notes the …
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Forum Webinar: Closed-End Fund Litigation Overview and Update
Simpson Thacher partners Ryan Brizek and Alan Turner will host a webinar covering recent updates in …
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Dechert ‘On Point’ Discusses Artificial Intelligence Regulatory Updates
Dechert recently released a regulatory update highlighting the Biden Administration’s regulatory focus …
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Understanding - Practical Guidance
Understanding Your Member Benefits Self-Guided Director Education Presented on: June …
- Webinar Archive: Self-Guided Director Education: MFDF's Online Resource Library
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Event of Interest: EY to Discuss Prioritizing Governance in ESG Strategy
The program will focus on understanding governance risks and opportunities as well as identifying ways …
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SEC Spring Agenda Update Released
In a statement, SEC Chair Gary Gensler noted, “our Commission has updated its ruleset to meet the challenges …
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House Financial Services Subcommittee Examines Stock Exchanges
The hearing focused on topics such as access to market data, anti-money laundering policies, and competition …
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President Biden Releases FY2023 Proposed Budget
In the SEC’s 2023 congressional budget request Chairman Gary Gensler requested $2.149 billion for the …
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California Judge’s Ruling Spells Defeat for Board Diversity Law
The Wall Street Journal reports that the “quota” law was the first of its kind in the U.S. and followed …
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SEC Releases Rule Proposal Addressing SPACs
The proposals require enhanced disclosure and increase potential liability under the federal securities …
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Gensler Delivers Remarks on Crypto Markets
Gensler called for crypto platforms to be registered and regulated much like exchanges.
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Gensler Delivers Remarks on Market Structure, Asset Management at ICI Washington DC Conference
His remarks, entitled “Bear in the Woods,” touched on investment and liquidity risks posed by certain …
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Nasdaq Publishes Paper on Third Party Risk and Board Oversight
The paper highlights that boards “play a crucial role in ensuring the companies they oversee are performing …
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Mutual Fund Litigation-Enforcement
© 2022 Dechert LLP Catherine Botticelli Joshua Hess David Kotler Anthony Kelly June 6, 2023 …
- Webinar Archive: Latest Updates in Mutual Fund Litigation and Enforcement
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House Agriculture and Financial Services Committee Release Discussion Draft for Digital Asset Legislation
The draft sets a framework for a company to register with the SEC in order to issue a digital asset, …
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Event of Interest: The Evolution of ESG Investing in Asset Management
EY plans to hold a webinar titled, “How ESG is evolving in asset management" which will feature a discussion …
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SEC Division of Investment Management Hosts Conference on Emerging Trends in Asset Management
The SEC’s Division of Investment Management held an inaugural program titled, “Conference on Emerging …
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MFDF Webinar: SEC Division of Examinations Staff Panel – Investment Company Issues and Considerations for Fund Boards
Tomorrow, June 8 the SEC Division of Examinations staff will discuss topical issues related to investment …