MFDF Enhances the Governance of Mutual Funds

The Mutual Fund Directors Forum is an independent, non-profit organization that serves independent directors of mutual funds and other U.S. registered investment companies. The Forum seeks to enhance fund governance by building a strong community among independent directors through educational and networking opportunities and by providing directors with a strong voice in the key policy debates impacting directors’ effectiveness and the future of the fund industry.

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MFDF Enhances the Governance of Mutual Funds | MFDF

July 25, 2024 SEC Director of Enforcement Delivers Remarks on Crypto Assets

Director Grewal stated the Enforcement Division has built out a crypto playbook that includes “robust enforcement – moving our investigations with a sense of urgency and addressing emerging risks; robust remedies – seeking penalties and remedies at levels adequate to both hold bad actors accountable and deter misconduct; and robust compliance – working with market participants and gatekeepers to create a culture of compliance and cooperation to prevent misconduct.”

July 24, 2024 MFDF Event: Indexing and Board Oversight Webinar

The program will cover the basics of index construction, methodology, and recent trends in innovation.

July 23, 2024 MFDF Event: GenAI and Fund Operations Webinar

MFDF's board director Lloyd Wennlund, independent director of Calamos Investment Trust and Datum One Series Trust, will be joined by Andy Konchan, Calamos Chief Technology Officer, to discuss what boards should consider in overseeing GenAI usage in the firm's operational departments and overall complex's AI framework.

July 22, 2024 Event of Interest: EY Update on Alternative and Registered Funds

EY panelists plan to discuss accounting and reporting updates, tax considerations, and a regulatory update on SEC activity.

July 18, 2024 MFDF Article: Director Dilemma – Navigating Small Fund Challenges

MFDF provided an overview of circumstances in which a small fund size might be a concern, and ways to address potential issues.

Upcoming Events

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July 30, 2024
ETF 101 for Fund Boards
To kick off MFDF's ETF webinar series, Brett Eichenberger, partner at Cohen & Co., Kevin Gustafson, partner at K&L Gates, and Laura Morrison, ETF expert, will discuss fundamentals of ETFs for fund board oversight. This webinar will broadcast live from 2 pm - 3 pm (ET).
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September 11, 2024
SCOTUS Decision on Agency Administrative Proceedings
Join Jeremiah Williams, Partner at Ropes & Gray LLP, as he discusses how the latest Supreme Court decisions to Chevron and ALJ/agency administrative proceedings may impact the fund industry and government agencies. This webinar will broadcast live from 2 pm - 3 pm (ET).
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September 17, 2024
MFDF Spotlight on New Product Development
Join seasoned Portfolio Manager Scott Weiner as he highlights the new product development process through the eyes of a portfolio manager. Hear about the behind-the-scenes process that occurs behind the launch of virtually every product out there, from idea generation to product construction and exposure to testing and launch. This webinar will broadcast live from 2 pm - 2:30 pm (ET).
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Newest Resources

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MFDF Member Series - Leveraging MFDF Membership to Locate Future Directors

Leslie Beckbridge, MFDF's Operations and Member Services Manager, highlighted MFDF's Director Candidate Database, a service that provides curated candidate lists in response to member boards' requirements. The webinar provided an overview of the Database, discussed how members can use it as part of succession planning efforts, and shared insights to get the best results from your inquiry.

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DEI Resources for Fund Boards

Explore news and resources relating to diversity, equity and inclusion on fund boards.

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