Thomas J. Butler

Thomas J. Butler is an Associate Regional Director in the New York Regional Office (NYRO) of the U.S. Securities and Exchange Commission (SEC), where he co-heads NYRO’s Investment Adviser/Investment Company examination program for the SEC’s Division of Examinations.  He joined the SEC in 2012 as the inaugural Director of the newly-formed Office of Credit Ratings, and served in that role until 2017.  Mr. Butler has a J.D. from Rutgers Law School at Newark and received a B.A. from Rutgers College.