Rich is a Senior Manager in Deloitte Risk & Financial Advisory and serves within the Investment Management Industry Practice where he has over twelve years of experience on operationally focused engagements. Rich is specialized in leading investment performance engagements including global performance examinations and GIPS verifications responsible for the overall execution and delivery. His GIPS experience includes global firm-wide verifications as well as multiple performance examinations supporting 30+ composites. He further has conducted performance examinations for multiple realized real estate investments.
Further, Rich has led controls examinations pursuant to the Investment Advisers Act of 1940 and the Investment Company Act of 1940. He has assisted clients with reviews and assessments of remediation efforts addressing compliance with certain regulatory requirements. He has led various compliance engagements ranging from mock regulatory examinations to compliance program examinations that have included core compliance topics related to: trading, code of ethics, brokerage, performance, affiliated transactions, and sales & advertising.