Trevor E. Swanberg
Trevor Swanberg is Vice President and Chief Compliance Officer for the John Hancock Group of Funds, as well as John Hancock Investment Management LLC, and John Hancock Variable Trust Advisers LLC (together the “Advisers”). In this position, Trevor is responsible for managing all investment company compliance responsibilities for the company’s mutual fund, exchange-traded funds, variable life insurance, and annuity product areas. He also serves on numerous committees of the Advisers and provides advice and guidance to business partners on strategic initiatives and regulatory compliance matters.
Prior to joining John Hancock in 2016, Mr. Swanberg was a Vice President in the Funds CCO Office at State Street Global Advisors. In this role, Mr. Swanberg was responsible for managing a team of compliance professionals and administering a Rule 38a-1 compliance program for four different fund complexes on behalf of the Funds CCO. In addition, Mr. Swanberg had primary oversight of the funds’ sub-advisor and service provider due diligence process.
Mr. Swanberg previously worked as a Senior Manager of Mutual Fund Compliance at ICMA Retirement Corporation, where he had responsibility for the oversight of the funds’ service providers and all aspects of the funds’ investment guideline compliance monitoring. Prior to that, Mr. Swanberg worked in Mutual Fund Administration at both J.P. Morgan and Investors Bank and Trust, covering a broad and diverse client base.
Mr. Swanberg received both his Master of Business Administration degree and his Bachelor of Science degree in Finance from the Boston College Carroll School of Management.