Comment Letters

July 21, 2020

On July 21, 2020, the Forum submitted a comment letter in response to the SEC’s recent rule proposal regarding the good faith determination of fair value.

April 9, 2020

On April 9, 2020, the Forum submitted a comment letter in response to the SEC’s rule proposal use of derivatives by Registered Investment Companies and Business Development Companies.

June 12, 2019

On June 12, 2019, the Forum submitted a comment letter in response to the SEC’s rule proposal regarding securities offering reform for closed end investment companies.

May 2, 2019

May 2, 2019

May 2, 2019

On May 2, 2019, the Forum submitted a comment letter in response to the SEC’s proposal to govern fund-of-funds relationships by rule rather than through the exemptive process.

October 3, 2018

October 3, 2018

On October 1, 2018, the Forum submitted a comment letter in response to the Commission's rule proposal permitting ETFs that satisfy certain conditions to operate without the expense or delay of obtaining an exemptive order.

July 12, 2018

July 12, 2018

On July 9, 2018, the Forum submitted a comment letter in response to the Commission's rule proposals regarding Auditor Independence with Respect to Certain Loans or Debtor-Creditor Relationships. In the letter, the Forum supporting the Commission's revised approach to auditor independence with respect to the loan provision.

May 18, 2018

May 18, 2018

On May 18, 2018, the Forum submitted a comment letter in response to the Commission's rule proposals regarding Investment Company Liquidity Disclosure.

June 23, 2017

February 28, 2017

September 6, 2016

May 24, 2016

April 28, 2016

March 29, 2016

March 28, 2016

On March 28, 2016, the Forum submitted a comment letter in response to the SEC’s rule proposal regarding use of derivatives by registered investment companies and business development companies.

January 14, 2016