Quick Take on Valuation Rule, Auditor Independence
In Seward & Kissel’s most recent Market Moments conversation, Paul Miller speaks with Jim Kaiser, co-managing Partner of BBD, LLP on the recent changes to the auditor independence requirements under Regulation S-X. In this 13-minute video, Paul and Jim discuss a number of the amendments adopted by the SEC over the last 12-18 months as well as how auditors monitor for changes in personnel and personnel situations to ensure compliance with the requirements. They also discuss how Rule 2a-5 could impact audits of registered funds. To access the Market Moments discussion, click here.