Event of Interest: ACA to Host Virtual Event on AI in Research and Compliance

On Wednesday, September 17 at 11:00am ET, ACA Global plans to host a virtual event titled “Real-World Impact of AI in Research and Compliance.” The program will highlight how research and compliance teams are using AI to manage material non-public information (MNPI) risks, off-channel communications, and audit readiness. The session also includes a live demo of ACA’s Research Compliance Solutions platform, powered by Encore AI, showcasing how it captures research conversations, detects risk in real time, and applies firm-specific policies to deliver the oversight teams need to stay ahead. Discussion topics will include:

• Using AI to help research and compliance teams manage MNPI and off-channel risks
• Driving efficiency, oversight, and audit readiness through AI
• Integrating AI into daily workflows: lessons learned
• Applying ACA’s platform in practice: client stories and takeaways
• Ensuring explainability and transparency of AI decisions for regulators and investors

Click here to register for the AI in research and compliance program.