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The Mutual Fund Directors Forum is a nonprofit membership organization for investment company directors. MFDF promotes vigilant, dedicated, and well-informed independent directors and serves as their voice and advocate on important policy matters.
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Director Discussion Series - Open Forum
Denver, Colorado
This event is a small, informal discussion forum for independent directors and CCOs.
Director Discussion Series - Open Forum
Stuart, Florida
This event is a small, informal discussion forum for independent directors and CCOs.
Director Discussion Series - Open Forum
Bonita Springs, Florida
This event is a small, informal discussion forum for independent directors and CCOs.
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Forum News Feed
FSOC to Implement Designation Process Changes
January 30, 2015
At an open meeting last week, the Financial Stability Oversight Council (FSOC) discussed changes to the process for designating non-bank systemically important financial institutions (SIFIs). FSOC staff presented recommended changes to the designation process in three areas: earlier engagement with companies under review, more… read more
SEC Forms Equity Market Structure Advisory Committee
January 29, 2015
The SEC recently announced that it has formed an Equity Market Structure Advisory Committee in order to “provide a formal mechanism through which the Commission can receive advice and recommendations specifically related to equity market structure issues.” The committee is expected to meet quarterly… read more
UBS Settles Dark Pool Order Type and Reg NMS Charges
January 28, 2015
UBS Securities agreed last week to pay more than $14.4 million to settle charges with the SEC that it failed to disclose certain features of order types in its dark pool to all subscribers, and further that it violated provisions of Regulation NMS by… read more