Gallagher Calls for Holistic Review of Markets, Warns of Fixed Income Risks - brev.is/8FR9 Sep 18, 2014

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18

Director Discussion Series - Open Forum

Greenwich, CT

This event is a small, informal discussion forum for independent directors and CCOs.

Sep
23

Business Development Companies (BDCs) - What Directors Should Know

Forum Webinar Series

The webinar will provide an overview of Business Development Companies (BDCs) and the accounting, tax and regulatory requirements for these funds. BDCs are lenders to small and midsize companies, typically in the form of debt and equity instruments. As more asset managers enter this growing segment of the industry, this webinar will assist directors to become familiar with the requirements to launch and manage the ongoing operations of a BDCs.

Sep
30

Director Discussion Series - Open Forum

Washington, DC

This event is a small, informal discussion forum for independent directors and CCOs.

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Gallagher Calls for Holistic Review of Markets, Warns of Fixed Income Risks

September 18, 2014

SEC Commissioner Dan Gallagher called for a holistic review of equity market structure in a speech earlier this week. Gallagher suggested a de novo review for certain regulations, including Reg NMS, a regulation promulgated by the SEC in 2005 in order strengthen and modernize… read more

Champ Cautions Hedge Fund Advisers in Alts Space

September 17, 2014

In a recent speech focused on hedge funds the Director of the SEC’s Division of Investment Management, Norm Champ, addressed alternative mutual funds. He explained that his focus on the area was due to the increasing interest in alternative mutual funds, the prevalence of hedge… read more

Tradebot CEO Criticizes Tick Size Pilot

September 16, 2014

The SEC’s tick pilot program will do more harm than good, according to Dave Cummings, CEO and Chairman of Tradebot Systems and founder and former CEO of BATS Trading, the second-largest exchange in the US by volume. The tick size pilot would increase minimum… read more

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