New Gifts and Entertainment Guidance Issued - mfdf.org/forum_news_feeā€¦ Mar 02, 2015

To sign up for the Forum's daily newsletter, click here.

The Mutual Fund Directors Forum is a nonprofit membership organization for investment company directors. MFDF promotes vigilant, dedicated, and well-informed independent directors and serves as their voice and advocate on important policy matters.

Learn More

Events

Mar
04

Director Discussion Series - Open Forum

Stuart, Florida

This event is a small, informal discussion forum for independent directors and CCOs.

Mar
05

Director Discussion Series - Open Forum

Bonita Springs, Florida

This event is a small, informal discussion forum for independent directors and CCOs.

Mar
31

The Future of Mutual Fund Board Composition - A Discussion of Diversity

Forum Webinar Series

This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, March 31, 2015.

MORE EVENTS
Director Discussion Series - Florida
The Future of Mutual Fund Board Composition - A Discussion of Diversity
Nuts & Bolts of Being a Director
2015 Policy Conference
Evaluating the Evaluator: New Guidance on Pricing from the SEC

Forum News Feed

New Gifts and Entertainment Guidance Issued

March 02, 2015

The Division of Investment Management released guidance recently regarding the acceptance of gifts by fund advisory personnel. While codes of ethics of both funds and advisers often address the potential conflict, the guidance notes that the receipt of gifts or entertainment by advisory staff… read more

Fed Cites Stable NAV, Bond Funds as Concerns

February 27, 2015

The Federal Reserve Board’s most recent semi-annual Monetary Policy Report raises old concerns relating to prime money market funds, bond mutual funds, and bond ETFs in one paragraph of a 60-page report. While new SEC rules requiring certain money market funds to adopt a… read more

Piwowar Criticizes Rulemaking Process and Regulation by Enforcement

February 26, 2015

SEC Commissioner Michael Piwowar offered several criticisms the SEC in a recent speech at SEC Speaks, focusing his comments on ways in which the SEC could be more fair, orderly, and efficient. He called for greater fairness in the rule making process, where he… read more

MORE POSTS