GAO Releases Report on Nonbank Designation Process - brev.is/Scp9 Nov 25, 2014

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02

Current Issues in Fair Valuation

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This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, December 2, 2014.

Dec
03

Update on Trends in the Asset Management Industry

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Guest Darlene DeRemer will discuss the current state of the asset management industry and trends in areas including fund distribution, products such as ETFs and liquid alternatives, fund flows into active and passive funds, and factors contributing to industry profitability.

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13

Managing Financial Intermediaries:  Challenges & Opportunities

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This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, January 13, 2015.

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GAO Releases Report on Nonbank Designation Process

November 25, 2014

The Government Accountability Office released a report (summary) suggesting further actions that the FSOC could take to improve the nonbank designation process. The GAO suggested that the FSOC should better track and record data so that it can better analyze the performance of… read more

SEC Releases FY2014 Financial Review, Indicates FY2015 Goals

November 24, 2014

The SEC released its Fiscal Year 2014 Agency Financial Report last week. In the document, the SEC details its activities and financial position for the year, and adds insight into the agency’s plan for the new fiscal year. Of $1.4 billion in program costs… read more

Millennials Represent Opportunity, Require New Approach

November 21, 2014

Wall Street is increasing its focus on attracting millennials, according a recent Bloomberg interview with Greg Fleming, president of Morgan Stanley Wealth Management, at the recent SIFMA annual meeting. Fleming noted that by 2030, millennials will represent half of the workforce and stand to… read more

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