Chairman Mary Jo White Testifies in front of House Financial Services Committee - http://t.co/bIqw1jQu0c May 17, 2013

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May
21

Board Oversight of Alternative Mutual Funds

Forum Webinar Series

This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, May 21, 2013.

May
30

Director Discussion Series - Open Forum

Denver, Colorado

This event is a small, informal discussion forum for independent directors and CCOs.

Jun
18

Conference of Fund Leaders Roundtable

New York, NY

The Spring 2013 CFL will take place on Tuesday, June 18, 2013.

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Forum News Feed

Chairman Mary Jo White Testifies on the Hill

May 17, 2013

SEC Chairman Mary Jo White testified in front of the House Financial Services Committee yesterday.  In her testimony, the Chairman provided a summary of the agency’s current activities.  With respect to the Division of Investment Management, she mentioned the staff’s current work on updating valuation… read more

Moody’s Analysts Predict MMF Industry to Shrink

May 14, 2013

Moody’s analysts are predicting that the money market fund reform proposal being considered by the SEC will cause some smaller providers to go out of business, according to Bloomberg.  The proposal is reported to require institutional prime funds to float their NAV.  Moody’s has… read more

SEC Cost-Benefit Analysis Bill to be Considered by House

May 14, 2013

The House of Representatives is expected to vote soon on legislation that would impose additional requirements on the SEC’s cost-benefit analysis process.  The "SEC Regulatory Accountability Act" mandates that the SEC Office of the Chief Economist participate in any cost-benefit analysis and would require the… read more

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