SEC Fines Audit Firm for Independence Violations - mfdf.org/forum_news_fee… Jul 02, 2015

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The Mutual Fund Directors Forum is a nonprofit membership organization for investment company directors. MFDF promotes vigilant, dedicated, and well-informed independent directors and serves as their voice and advocate on important policy matters.

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Events

Jul
20

Nuts & Bolts of Being a Director

New York, NY

A one-day Forum program for current directors in their first few years of service on a mutual fund board.

Jul
21

Director Discussion Series - Open Forum

New York, NY

This event is a small, informal discussion forum for independent directors and CCOs.

Jul
23

An Update on Money Market Fund Reforms

Forum Webinar Series

This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Thursday, July 23, 2015.

MORE EVENTS
Nuts & Bolts of Being a Director
Director Discussion Series - New York
An Update on Money Market Fund Reform
Director Discussion Series - Boston
Considerations for Directors in Light of Northstar Financial

Forum News Feed

SEC Fines Audit Firm for Independence Violations

July 02, 2015

The SEC yesterday fined Deloitte & Touche after concluding that a business relationship between a consulting affiliate of the auditor and a trustee of three of the firm’s fund audit clients resulted in a loss of the auditor’s independence. In the same matter, the… read more

NY Fed: Resolving Repo Systemic Risk will Take More Time

July 01, 2015

The Federal Reserve Bank of New York announced that additional time will be required to complete the roadmap set out by the Tri-party Repo Infrastructure Reform Task Force. The New York Fed formed the task force in 2009 to address potential sources of… read more

Vanguard’s McNabb Encourages Shareholder Engagement

June 30, 2015

In a recent speech, Vanguard Chair and CEO William McNabb III shed light on the firm’s view of shareholder engagement for public company boards. McNabb noted that “Vanguard investors collectively own about 5% of every publicly traded company in the United States and about… read more

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