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May 14, 2018
SEC Reviewing Market Structure for Thinly-Traded Stocks, Access to Markets and Market Data Learn more -
May 10, 2018
Commissioner Piwowar to Step Down; Key Departures at IM Division Learn more -
May 9, 2018
SEC Proposes Amendments to Auditor Independence Rules Learn more -
May 8, 2018
Paper Examines Mechanics of Portfolio Manager Compensation, Performance-Based Pay Learn more -
May 7, 2018
Share Class Self-Reporting Initiative Presents Compliance and Other Challenges Learn more -
May 3, 2018
Center for Audit Quality Releases Cybersecurity Resource for Boards Learn more -
May 2, 2018
Clayton Stresses Staffing, Cybersecurity Needs in FY 2019 Budget Request Learn more -
May 1, 2018
MFDF Webinar: The Securities Law Questions Raised by #MeToo Learn more -
April 30, 2018
Law Firm to Host Event on Global Alternative Funds Learn more -
April 26, 2018
OCIE Risk Alert Highlights Fee Inaccuracies, Valuation, Other Errors Worth Reviewing Learn more -
April 25, 2018
Directors Can Gain Insight on Funds from Active Share Disclosure Learn more -
April 24, 2018
MFDF Program to Explore Implications of Blockchain, Robos, AI for Fund Industry Learn more -
April 23, 2018
SEC to Engage Firm for Cryptocurrency Tracing, Seeks Comments on Bitcoin ETF Applications Learn more -
April 20, 2018
SEC Proposes Fiduciary Conduct Standards; Commissioner Critiques Set Tone for Opponents Learn more -
April 19, 2018
CFTC Commissioner Envisioning Oversight Framework for Virtual Currencies Learn more -
April 18, 2018
MFDF Webinar: Love Your CCO Learn more -
April 17, 2018
Speculation Abounds as SEC Expected to Propose Fiduciary Standard at Open Meeting Learn more -
April 16, 2018
Legislation Relaxes Leverage, Registration and Reporting Burdens for BDCs Learn more -
April 12, 2018
Webinar - Cyber: The Director's Perspective Learn more -
April 11, 2018
36(b) Cases Set Aside; Scrutiny of Board's Process Highlights Need for Diligence Learn more