News
-
September 11, 2017
New York Cybersecurity Regulations Take Effect, Increasing Role for Corporate Boards Learn more -
September 7, 2017
DOL Seeks Further Comment on Fiduciary Rule; May Soon Address "Mootness" of Anti-Arbitration Provision Learn more -
September 6, 2017
Blass Named IM Director; DERA Chief Announced; Clayton Fills Executive Posts Learn more -
September 5, 2017
Fed Seeks Comments on Corporate Governance, Rating System for Large Financial Institutions Learn more -
August 31, 2017
Morningstar Report Shows Recent Gains for Actively Managed Funds but Dim Long-Term Prospects Learn more -
August 30, 2017
SEC Urged to Reject Changes to Audit Standards; EY Report Finds Voluntary Disclosures Increased Learn more -
August 29, 2017
Uncertainty Grows Among U.S. Firms over Treatment of Research Costs under EU Regulation Learn more -
August 28, 2017
DERA Report Examines Regulatory Reforms' Impact on Market Liquidity, Access to Capital Learn more -
August 24, 2017
Massachusetts Regulator Targets Brokerage Firms in "Maker-Taker" Probe Learn more -
August 23, 2017
Outsourced CCO Sanctioned for Firms' Failure to File Timely, Accurate Reports Learn more -
August 22, 2017
OCIE Risk Alert Highlights Cybersecurity Shortcomings; GAO Report Assesses SEC's Cyber Preparedness Learn more -
August 21, 2017
Favorable Regulatory Landscape Predicted for Financial Institutions; FSOC Agencies Seek Consensus on Volcker Rule Changes Learn more -
August 17, 2017
Report Sees Steep Drop in Regulatory Penalties Levied Against Industry in 2017 Learn more -
August 16, 2017
DOL Extends Fiduciary Rule Transition Period and Applicability Dates; Releases Additional FAQs Learn more -
August 15, 2017
LIBOR Phase-Out May Initially Bring Some Uncertainty in Markets Learn more -
August 14, 2017
Morningstar Study Finds Investors Overreact to Fund Management Changes Learn more -
August 10, 2017
Fintech Firm Applies for Banking Charter; Venture Firms Pour Money into Startups Learn more -
August 9, 2017
SEC Inquiry and Report Foreshadows Increased Scrutiny for Digital Coin Companies Learn more -
August 8, 2017
SSGA Withholds Votes for Board Chairs, Nominating and Governance Members over Lack of Female Directors Learn more -
August 7, 2017
Law Professor Eyed for SEC Commissioner Slot; Clayton Speech Gives Nod to Active Investing Learn more